Mark L. Batshaw, M.D.
Nancy J. Roizen, M.D.
Louis Pellegrino, M.D.

Children
with
Disabilities

8th EDITION

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PAUL H
BROOKES
PUBLISHING C?

Paul H. Brookes Publishing Co.
Post Office Box 10624
Baltimore, Maryland 21285-0624
USA

www.brookespublishing.com
Copyright © 2019 by Paul H. Brookes Publishing Co., Inc.
All rights reserved.

Previous edition copyright © 2013.
“Paul H. Brookes Publishing Co.” is a registered trademark of

Sheridan Books, Inc., Chelsea, Michigan.
Illustrations, as listed, copyright © 2013 by Mark L. Batshaw. All rights reserved. Figures 1.1, 1.2, 1.4–1.12, 1.14, 3.3, 5.3, 5.4, 5.6, 6.4, 6.6, 
7.1, 7.2, 7.4, 7.5, 7.6, 7.8, 8.2a, 8.2c, 8.3–8.6, 8.9–8.11, 12.1, 12.4, 13.1, 15.1, 16.1, 16.2, 21.6 (drawings only), 21.7, 21.12, 21.15, 21.17, 21.18, 22.2–22.4,

25.1–25.3, 25.6, 29.1, 29.3, 29.4, 29.6, 29.9, 29.10, 32.3, and 35.1.

Illustrations, as listed, copyright © Lynn Reynolds. All rights reserved. Figures 3.4, 3.7, 9.1, 25.5, 29.5, 29.8, and 29.11.

Illustrations, as listed, copyright © by Catherine Twomey. All rights reserved. Figures 3.2, 6.1, 6.2, 7.3, 7.7, and 32.2.
Appendix C, Commonly Used Medications, which appears in the back matter and in the book’s online materials, provides information 
about numerous drugs frequently used to treat children with disabilities. This appendix is in no way meant to substitute for a

physician’s advice or expert opinion; readers should consult a medical practitioner if they are interested in more information.
The publisher and the authors have made every effort to ensure that all of the information and instructions given in this book are 
accurate and safe, but they cannot accept liability for any resulting injury, damage, or loss to either person or property, whether direct or

consequential and however it occurs. Medical advice should only be provided under the direction of a qualified health care professional.
The vignettes presented in this book are composite accounts that do not represent the lives or experiences of specific individuals, and no

Library of Congress Cataloging-in-Publication Data

Library of Congress Cataloging-in-Publication Data
Names: Batshaw, Mark L., 1945- editor. | Roizen, Nancy J., editor. | Pellegrino, Louis, editor.
Title: Children with disabilities / edited by Mark L. Batshaw, M.D., Nancy J. Roizen, M.D., and Louis Pellegrino, M.D.
Description: Eighth edition. | Baltimore : Paul H. Brookes Publishing Co., [2019] | Includes bibliographical references and index. 
Identifiers: LCCN 2018048552 (print) | LCCN 2018059190 (ebook) | ISBN 9781681253213 (epub) | ISBN 9781681253220 (pdf) | 
ISBN 9781681253206 (hardcover)
Subjects: LCSH: Developmental disabilities. | Developmentally disabled children—Care. | Children with disabilities—Care.
Classification: LCC RJ135 (ebook) | LCC RJ135 .B38 2019 (print) | DDC 618.92/8588—dc23

implications should be inferred. In all instances, names and identifying details have been changed to protect confidentiality.
Purchasers of Children with Disabilities, Eighth Edition, are granted permission to download, print, and photocopy the Online Companion 
Materials for educational purposes. In addition, purchasers are granted permission to download Appendices A–D and the letters from 
Andrew Batshaw for research and professional purposes. PowerPoint presentations, illustrations, extended case studies, a test bank, 
and sample syllabi are also available for faculty. All Online Companion Materials are available at http://downloads.brookespublishing.
com/children-with-disabilities-8e. This content may not be reproduced to generate revenue for any program or individual. Photocopies 
may only be made from the original content. Unauthorized use beyond this privilege may be prosecutable under federal law. You will see the

LC record available at https://lccn.loc.gov/2018048552

British Library Cataloguing in Publication data are available from the British Library.
2023 2022 2021 2020 2019

Excerpted from Children with Disabilities, 8th Edition Edited by Mark

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Contents

About the Online Companion Materials. xiii
About the Online Companion Materials for Faculty. xv
About the Editors. xvii
Contributors. xix
A Personal Note to the Reader. xxv
Preface. xxvii
Acknowledgments. xxx
Letters from Andrew Batshaw. xxxi

# I As Life Begins

1 The Genetics Underlying Developmental Disabilities
Mark L. Batshaw, Eyby Leon, and Monisha S. Kisling 3
Genetic Disorders 4
Chromosomes 4
Cell Division and Its Disorders 5
Genes and Their Disorders 8
Epigenetics 17
Genetic Testing 17
Environmental Influences on Heredity 19
Genetic Therapies 20

2 Environmental Exposures
Shruti N. Tewar 23
A Historical Perspective 24
The Developing Brain and Toxic Exposure 24
Timing of Vulnerability to Environmental Toxins 25
Specific Neurotoxicants 25

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How Is Newborn Screening Done? ..... 58
What Should Be Done When a Child Has a Positive Newborn Screen? ..... 59
What Happens to Children with Confirmed Disease? ..... 59
What Is the Risk of Developmental Disability in Children with Confirmed Disease? ..... 60
How Can Screening Fail? ..... 60
The Past, Present, and Future of Newborn Screening ..... 61

5 Premature and Small-for-Dates Infants
Khodayar Rais-Bahrami and Billie Lou Short ..... 65
Definitions of Prematurity and Low Birth Weight ..... 66
Incidence of Preterm Births ..... 67
Causes of Premature Birth ..... 67
Complications of Prematurity ..... 69
Medical and Developmental Care of Low Birth Weight Infants ..... 75
Survival of Low Birth Weight Infants ..... 76
Care After Discharge from the Hospital ..... 76
Early Intervention Programs ..... 77
Ne

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Contents vii

10 Nutrition
Lina Diaz-Calderon, Virginia Gebus, and Laurie S. Conklin. 159

Typical Growth During Childhood. 160
Nutritional Guidelines. 161
Nutritional Issues in Children with Developmental Disabilities. 161
Medical Nutritional Therapy. 165
Special Nutritional Concerns in Children with Disabilities. 167
Nutrition within Complementary Health Approaches. 170

III Developmental Assessment

11 Child Development
Louis Pellegrino. 177

Defining Child Development. 178
Theoretical Perspectives on Development. 179
Developmental Milestones. 181
Development and Adaptation: Trends and Key Milestones. 183
Distinguishing Typical and Atypical Development. 194

12 Diagnosing Developmental Disabilities
Scott M. Myers. 199

Developmental Principles. 200
Atypical Patterns of Development. 201
Diagnostic

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16 Inborn Errors of Metabolism
*Nicholas Ah Mew, Erin MacLeod, and Mark L. Batshaw* ..... 285

Types of Inborn Errors of Metabolism ..... 286
Mechanism of Brain Damage ..... 291
Associated Disabilities ..... 291
Diagnostic Testing ..... 291
Newborn Screening ..... 292
Therapeutic Approaches ..... 292
Outcome ..... 297

17 Speech and Language Disorders
*Barbara L. Ekelman and Barbara A. Lewis* ..... 301

Definitions, Descriptions, and Classifications ..... 302
Prevalence and Epidemiology ..... 307
Etiology ..... 309
Assessment and Diagnosis ..... 311
Treatment, Management, and Intervention ..... 312
Outcomes ..... 313

18 Autism Spectrum Disorder
*Deborah Potvin and Allison B. Ratto

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Contents ix

Assessment Procedures ..... 408
Intervention Strategies ..... 409
Outcome ..... 414

21 Cerebral Palsy
Tara L. Johnson, Eric M. Chin, and Alexander H. Hoon ..... 423
What Is Cerebral Palsy? ..... 424
What Causes Cerebral Palsy? ..... 424
Epidemiology ..... 426
Risk Factors ..... 426
Diagnosis ..... 427
Subtypes of Cerebral Palsy ..... 434
Establishing the Etiology of Cerebral Palsy ..... 436
Associated Impairments in Cerebral Palsy ..... 436
Comprehensive Management for Individuals with Cerebral Palsy ..... 437
Advocacy and Awareness ..... 449
Future Directions ..... 449

22 Epilepsy
Tesfaye Getaneh Zelleke, Devi Frances T. Dep x Contents

26 Deaf/Hard of Hearing Plus
*Susan E. Wiley* ..... 541

Definitions, Descriptions, and Classifications ..... 542
Prevalence and Epidemiology ..... 542
Causes and Associations with Specific Developmental Disabilities ..... 545
Diagnosis and Clinical Manifestations ..... 546
Monitoring, Screening, and Evaluation ..... 549
Treatment, Management, and Interventions ..... 549
Outcomes ..... 549

27 Behavioral and Psychiatric Disorders
*Adelaide S. Robb and Gabrielle Sky Cardwell* ..... 555

Prevalence of Psychiatric Disorders Among Children with
Developmental Disabilities ..... 556
Causes of Psychiatric Disorders in Developmental Disabilities ..... 557
Psychiatric Disorders of Childhood and Adolescence ..... 558
Vulnerability ..... 567
Evaluation ..... 567
Treatment ..... 568

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Components of Part C of IDEA: The Infants and Toddlers with Disabilities Program . . . 640
Outcomes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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xii Contents

Effects on the Child with a Disability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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Preface

One of the first questions asked about a subsequent edition of a textbook is, “What’s new?” The challenge of 
determining what to revise, what to add, and, in some 
cases, what to delete is always significant in preparing 
a new edition in a field that is changing as rapidly as 
developmental disabilities. Since the publication of the 
seventh edition in 2013, advances in the fields of neuroscience and genetics have greatly enhanced our understanding of the brain and inheritance. This creates 
opportunities for treatments previously not thought 
possible for some children with developmental disabilities. Genomic sequencing is now used routinely (and 
sometimes recreationally), gene therapy is being used 
to correct birth defects, and the brain can be probed

to correct birth defects, and the brain can be probed 
noninvasively by functional imaging techniques.
The need to examine and explain this advanced 
knowledge and its significance for children with disabilities has necessitated an increase in the depth 
and breadth of the subjects covered in the book. Yet, 
although the book is now more expansive and has several new chapters, we have worked hard to ensure that 
it retains its clarity and cohesion. Its mission continues 
to be to provide the individual working with and caring for children with disabilities the necessary background to understand different disabilities and their 
treatments, thereby enabling affected children to reach 
their full potential.

THE AUDIENCE

THE AUDIENCE
Since it was originally published, Children with Disabilities has been used by students in a wide range of disciplines as a medical textbook addressing the impact of 
disabilities on child development and function. It has 
also served as a professional reference for special educators, general educators, physical therapists, occupational 
therapists, speech-language pathologists, psychologists, 
child-life specialists, social workers, pediatric residents 
and medical students, psychiatrists, neurologists, pediatric nurses and nurse practitioners, advocates, and 
other practitioners who provide care for children with 
disabilities. Finally, as a family resource, parents, grand-

One of the first questions asked about a subsequent edi-have used the book. They have found useful information of a textbook is, “What’s new?” The challenge of tion on the medical and rehabilitative aspects of care for

cases, what to delete is always significant in preparing 
a new edition in a field that is changing as rapidly as

a new edition in a field that is changing as rapidly as 
FEATURES FOR THE READER
developmental disabilities. Since the publication of the 
seventh edition in 2013, advances in the fields of neuro-We have been told that the strengths of previous ediscience and genetics have greatly enhanced our under-tions of this book have been the accessible writing 
standing of the brain and inheritance. This creates style, the clear illustrations, and the up-to-date inforopportunities for treatments previously not thought mation and references. We have dedicated our efforts 
possible for some children with developmental disabil-to retaining these strengths and building on them with 
ities. Genomic sequencing is now used routinely (and the addition of new features to highlight the applicasometimes recreationally), gene therapy is being used tion of content to evidence-based practice. Some of the 
to correct birth defects, and the brain can be probed features you will find in the eighth edition include the

following.
The need to examine and explain this advanced 
• Learning goals: Each chapter begins with learning 
knowledge and its significance for children with disoutcomes to orient you to the key content of that 
abilities has necessitated an increase in the depth

abilities has necessitated an increase in the depth 
particular chapter.
and breadth of the subjects covered in the book. Yet, 
although the book is now more expansive and has sev-• Thought questions: Questions have been crafted to 
eral new chapters, we have worked hard to ensure that “prime” the reader for what he or she should be

ational examples to help bring alive the conditions 
ground to understand different disabilities and their 
and issues discussed in the chapter.
treatments, thereby enabling affected children to reach 
• Key terms: As key medical terms pertaining to a specific chapter are introduced in the text, they appear 
in boldface type at their first use; definitions for

disabilities on child development and function. It has you to more easily understand and remember the 
also served as a professional reference for special educa-material you are reading.
tors, general educators, physical therapists, occupational 
• Summary: Each chapter closes with a final section 
therapists, speech-language pathologists, psychologists, 
that in a bulleted list summarizes its key elements 
child-life specialists, social workers, pediatric residents 
and provides you with an abstract of the covered 
and medical students, psychiatrists, neurologists, pedi-

xxvii

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xxviii Preface

and relevant, although classic research is often still 
relevant and included.
• Interdisciplinary boxes: New to this edition, chapters include special boxes that summarize the role 
of specific disciplines relevant to the chapter’s content. This feature emphasizes the interprofessional 
nature of caring for children with developmental

nature of caring for children with developmental 
disabilities.
• Evidence-based practice boxes: This new feature 
acknowledges the importance of evidence-based 
practice by summarizing the results of current 
research relevant to the topic and providing a “takeaway message” so readers can apply the informa-

away message” so readers can apply the information to practice.
• Appendices: In addition to the Glossary, there are 
two other helpful appendices: 1) Syndromes and 
Inborn Errors of Metabolism, a mini-reference of 
pertinent information on inherited disorders causing developmental disabilities, and 2) Commonly 
Used Medications, to describe indications and side 
effects of medications often prescribed for children

effects of medications often prescribed for children 
with disabilities.
• Web site: We have created a web site specific for 
Children with Disabilities that has additional content, 
including the following: 1) a resource directory of a 
wide range of national organizations, federal agencies, information sources, self-advocacy and accessibility programs, and support groups that can 
provide assistance to families and professionals; 
2) a bank of 250 test questions for instructors; and 
3) study questions and extension activities for 
every chapter. This content will be continuously

include review articles, reports of study findings, through educational, medical, and scientific advances

CONTENT

include review articles, reports of study findings, through educational, medical, and scientific advances 
research discoveries, and other key references that since 2013.
can help you find additional information. We have Seven new chapters have been added, including

can help you find additional information. We have Seven new chapters have been added, including 
tried to keep the majority of the references within the following.
5 years of the book’s publication so they are recent 
• Chapter 7: The Senses: The World We See, Hear, and 
and relevant, although classic research is often still

and relevant, although classic research is often still 
Feel

ters include special boxes that summarize the role • Chapter 28: Sleep Disorders
of specific disciplines relevant to the chapter’s con-

• Chapter 11: Child Development
Interdisciplinary boxes: New to this edition, chap-

of specific disciplines relevant to the chapter’s con-
• Chapter 30: Interdisciplinary Education and Practice
tent. This feature emphasizes the interprofessional

nature of caring for children with developmental • Chapter 38: Pharmacological Therapy

• Chapter 42: Racial and Ethnic Disparities
Evidence-based practice boxes: This new feature 
The new chapters focus on recently gained knowledge 
acknowledges the importance of evidence-based 
that is transforming our understanding of the causes 
practice by summarizing the results of current

organized to help guide readers through the breadth of 
content. Each part is detailed next.
Appendices: In addition to the Glossary, there are Part I: The book starts with a section titled As Life 
two other helpful appendices: 1) Syndromes and Begins, which addresses what happens before, dur-
Inborn Errors of Metabolism, a mini-reference of ing, and/or shortly after birth to cause a child to be 
pertinent information on inherited disorders caus-at increased risk for a developmental disability. The 
ing developmental disabilities, and 2) Commonly concepts and consequences of genetics, environmen-
Used Medications, to describe indications and side tal influences, prenatal diagnosis, newborn screening, 
effects of medications often prescribed for children neonatal complication, and prematurity are explained.

Used Medications, to describe indications and side tal influences, prenatal diagnosis, newborn screening, 
effects of medications often prescribed for children neonatal complication, and prematurity are explained.
Part II: The next section of the book, The Child’s 
Body: Physiology, covers embryonic and fetal devel-
Web site: We have created a web site specific for 
opment, the sensory systems, the brain and central 
Children with Disabilities that has additional content, 
nervous system, muscles, bones and nerves, and the 
including the following: 1) a resource directory of a 
gastrointestinal tract—how they develop and work, 
wide range of national organizations, federal agen-

new topics that demand our attention. All chapters lepsy, acquired brain injury, and chronic diseases with 
have been substantially revised, and many have been related developmental disabilities.
rewritten to include an expanded focus on the psy-Part V: The fifth section addresses Associated Dischosocial, rehabilitative, and educational interven-abilities, those disorders that occur more commonly in

2) a bank of 250 test questions for instructors; and 
ties, assessing physical disabilities, and neurocognitive 
study questions and extension activities for 
and behavioral assessment.
every chapter. This content will be continuously 
Part IV: As its title implies, the fourth section, 
Developmental Disabilities, provides comprehensive 
descriptions of the major developmental disabilities 
and genetic syndromes that cause disabilities. This section includes chapters on intellectual disability, Down 
In developing this eighth edition, we have aimed for a syndrome and fragile x syndrome, inborn errors of 
balance between consistency with the text that many metabolism, speech and language disorders, autism 
of you have come to know so well and appreciate in spectrum disorder, attention-deficit/hyperactivity disits previous editions and innovation in exploring the order, specific learning disabilities, cerebral palsy, epinew topics that demand our attention. All chapters lepsy, acquired brain injury, and chronic diseases with

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Preface xxix

include discussions on visual deficits, hearing impairment, behavioral/mental health issues, sleep disorders

ment, behavioral/mental health issues, sleep disorders 
and feeding disorders.
Part VI: The sixth section focuses on Interventions. 
It contains chapters on interdisciplinary care, early 
intervention and special education services, (re)habilitative services, oral health care, behavioral therapy, 
assistive technology, family assistance, medication,

assistive technology, family assistance, medication, 
and complementary health approaches.
Part VII: The final section is directed at Outcomes. 
This section concentrates on transition to adulthood, 
the effect of health care systems on outcomes, and 
health care disparities and their effect on outcomes in

THE CONTRIBUTORS

AND REVIEW PROCESS
For contributors to this edition, we chose educators, 
physicians, dentists, psychologists, social workers, 
genetic counselors, occupational and physical therapists, speech-language pathologists, and other health 
care professionals who are experts in the areas they 
write about. Many are colleagues from Children’s 
National Medical Center in Washington, D.C. Each 
chapter in the book has undergone editing at Paul H. 
Brookes Publishing Co. to ensure consistency in style 
and accessibility of content. Once the initial drafts were 
completed, each chapter was sent for peer review by 
major clinical and academic leaders in the field and was 
revised according to their input.

A FEW NOTES ABOUT

TERMINOLOGY AND STYLE
As is the case with any book of this scope, the edi-

include discussions on visual deficits, hearing impair-particular words and the presentation style of informament, behavioral/mental health issues, sleep disorders tion. We would like to share with you some of the deci-

sions we have made for this book.
Part VI: The sixth section focuses on Interventions. 
• Categories of intellectual disability: This book uses 
It contains chapters on interdisciplinary care, early 
the American Psychiatric Association’s categories 
intervention and special education services, (re)habiliaccording to the term intellectual disability (i.e., mild, 
tative services, oral health care, behavioral therapy, 
moderate, severe, profound) when discussing mediassistive technology, family assistance, medication, 
cal diagnosis and treatment, and uses the categories 
that the American Association on Intellectual and 
Part VII: The final section is directed at Outcomes. 
Developmental Disabilities (formerly the American 
This section concentrates on transition to adulthood, 
Association on Mental Retardation) established in 
the effect of health care systems on outcomes, and 
1992 (i.e., requiring limited, intermittent, extensive, 
health care disparities and their effect on outcomes in 
or pervasive support) when discussing educational 
and other interventions, thus emphasizing the 
capabilities rather than the impairments of individ-

capabilities rather than the impairments of individuals with intellectual disability.
• “Typical” versus “normal”: Recognizing diversity 
and the fact that no one type of person or lifestyle 
For contributors to this edition, we chose educators, 
is inherently “normal,” we have chosen to refer to 
physicians, dentists, psychologists, social workers, 
the general population of children as “typical” or 
genetic counselors, occupational and physical thera-
“typically developing,” meaning that they follow 
pists, speech-language pathologists, and other health

“typically developing,” meaning that they follow 
pists, speech-language pathologists, and other health 
the natural continuum of development.
care professionals who are experts in the areas they 
write about. Many are colleagues from Children’s • Person-first language: We have tried to preserve the 
National Medical Center in Washington, D.C. Each dignity and personhood of all individuals with 
chapter in the book has undergone editing at Paul H. disabilities by consistently using person-first lan-
Brookes Publishing Co. to ensure consistency in style guage, speaking, for example, of “a child with cereand accessibility of content. Once the initial drafts were bral palsy,” instead of “a cerebral palsied child.” In 
completed, each chapter was sent for peer review by this way, we are able to emphasize the person, not 
major clinical and academic leaders in the field and was

this way, we are able to emphasize the person, not 
major clinical and academic leaders in the field and was define him or her by the condition.
As you read this eighth edition of Children with Disabilities, we hope you will find that the text continues to address the frequently asked question, “Why 
this child?” and to provide the medical background 
you need to care for children with developmental 
As is the case with any book of this scope, the edi-

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CHAPTER

The Genetics Underlying 
1 Developmental Disabilities

Mark L. Batshaw, Eyby Leon,
and Monisha S. Kisling

Upon completion of this chapter, the reader will

Upon completion of this chapter, the reader will
■■ Know about the human genome and its implication for the origins of

■■ Know about the human genome and its implication for the origins of 
developmental disabilities

■■ Be able to explain how errors in cell division can cause genetic syndromes

■■ Know about Mendelian inheritance

■■ Recognize the importance of mutations and genetic variation
■■ Understand the ways that genes can be affected by the environment in which

■■ Understand the ways that genes can be affected by the environment in which 
they reside, i.e., epigenetics

■■ Know about genetic testing for the origins of developmental disability

Whether we have brown or blue eyes is determined by 
genes passed on to us from our parents. Other traits, 
such as height and weight, are affected by genes and 
by our environment both before and after birth. In a 
similar manner, genes alone or in combination with 
environmental factors can place children at increased 
risk for many developmental disorders, including birth 
defects such as meningomyelocoele (spina bifida). In 
the case of meningomyelocoele, a maternal nutritional 
deficiency of folic acid can markedly increase the risk 
of the genetic disorder. Disorders associated with 
developmental disabilities have a spectrum of genetic 
and environmental origins. Some disorders are purely 
genetic, such as Tay-Sachs disease (a progressive neurologic disorder) and result from a defect in a single 
gene, while others like Down syndrome (see Chap-

Whether we have brown or blue eyes is determined by extra chromosome containing hundreds of genes exists. 
genes passed on to us from our parents. Other traits, Other developmental disorders result from purely 
such as height and weight, are affected by genes and environmental exposures, including prenatal viral 
by our environment both before and after birth. In a infections such as cytomegalovirus and teratogenic 
similar manner, genes alone or in combination with agents like alcohol and thalidomide (see Chapter 2). 
environmental factors can place children at increased There are also conditions in which genes are affected 
risk for many developmental disorders, including birth by their environment, leading to epigenetic disorders

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4 Batshaw, Leon, and Kisling

that manipulate or use an understanding of the child’s 
genome to improve an outcome. It is important to 
understand that while these disorders are individually 
rare, genetic alterations underlie almost half of developmental disabilities. Medical treatment is increasingly available for a number of these disorders, though

often at great cost.

■ ■ ■ CASE STUDY
Katy developed typically until she was 2 years old, when 
she started to have episodes of vomiting and lethargy 
after high-protein meals. Her parents became very concerned because their older son, Andrew, had died in 
infancy after an episode of lethargy and seizures was 
followed by coma, although no specific diagnosis had 
been made. After extensive testing by a genetic specialist, Katy was discovered to have a specific mutation or 
error in the gene that codes for ornithine transcarbamylase (OTC), an enzyme that prevents the accumulation 
of toxic ammonia in the body and brain. The OTC gene 
is located on the X chromosome; since girls have two 
X chromosomes, when one X has the mutation, there is 
a second normal copy to mitigate the defect. As a result, 
girls are less likely to be affected by X-linked disorders 
than boys, and, when affected, they generally have less 
severe symptoms. After Katy was diagnosed with OTC 
deficiency, her specialist tested DNA that was extracted 
before Andrew’s death and found that he too carried this 
mutation. Katy was placed on a low-protein diet and 
given a medicine to provide an alternate pathway to rid 
the body of ammonia, and she has done well. Now age 7, 
she appears to have a mild nonverbal learning disability 
resulting from her prior metabolic crises; if Katy had been 
left untreated, she would probably not be alive.

Thought Questions:
How often do we miss a genetic diagnosis as a cause 
of developmental disabilities? Could earlier diagnosis and

left untreated, she would probably not be alive.

she started to have episodes of vomiting and lethargy 
after high-protein meals. Her parents became very concerned because their older son, Andrew, had died in Figure 1.1. An idealized cell. The genes within chromosomes direct the creation of a product on the ribosomes. The product is then packaged in the Golgi 
infancy after an episode of lethargy and seizures was

followed by coma, although no specific diagnosis had 
been made. After extensive testing by a genetic specialist, Katy was discovered to have a specific mutation or 
genes (units of heredity) in each chromosome. There 
error in the gene that codes for ornithine transcarbamyare 23 pairs of chromosomes and about 20,000 proteinlase (OTC), an enzyme that prevents the accumulation 
coding genes that collectively make up the human 
of toxic ammonia in the body and brain. The OTC gene 
genome. These genes are responsible for our physical 
is located on the X chromosome; since girls have two 
attributes and for the biological functioning of our bod-
X chromosomes, when one X has the mutation, there is 
ies. Under the direction of the genes, the products that 
a second normal copy to mitigate the defect. As a result, 
are needed for the organism’s development and funcgirls are less likely to be affected by X-linked disorders 
tions, such as waste disposal and the release of energy, 
than boys, and, when affected, they generally have less 
are made in the cytoplasm. The nucleus contains the 
severe symptoms. After Katy was diagnosed with OTC 
blueprint for the organism’s growth and development, 
deficiency, her specialist tested DNA that was extracted 
and the cytoplasm manufactures the products needed 
before Andrew’s death and found that he too carried this

(Figure 1.1). The red blood cell differs insofar as it does 
CHROMOSOMES
not have a nucleus. The nucleus houses chromosomes,
structures that contain the genetic code—DNA (deoxy-Each organism has a fixed number of chromosomes

are divided into two compartments: a central, enclosed of genetic defects.
core—the nucleus—and an outer area—the cytoplasm
(Figure 1.1). The red blood cell differs insofar as it does

deficiency, her specialist tested DNA that was extracted 
and the cytoplasm manufactures the products needed 
before Andrew’s death and found that he too carried this 
to complete the task.
mutation. Katy was placed on a low-protein diet and 
When there is a defect within this system, the 
given a medicine to provide an alternate pathway to rid 
result may be a genetic disorder, often causing developthe body of ammonia, and she has done well. Now age 7, 
mental disabilities. These disorders take many forms. 
she appears to have a mild nonverbal learning disability 
They include the addition of an entire chromosome in 
resulting from her prior metabolic crises; if Katy had been 
each cell (e.g., Down syndrome), the loss of an entire 
chromosome in each cell (e.g., Turner syndrome), and 
the loss or deletion of a significant portion of a chromosome (e.g., Cri-du-chat syndrome). There can also 
be a microdeletion of a number of closely spaced or 
How often do we miss a genetic diagnosis as a cause 
contiguous genes within a chromosome (e.g., chromoof developmental disabilities? Could earlier diagnosis and 
some 22q11.2 deletion syndrome, also called velocardiofacial syndrome [VCFS]). Microdeletions may have 
varied expression depending on stochastic (randomly 
determined) and environmental processes, as well as 
on genetic effects, with these factors potentially acting 
The human body is composed of approximately 100 tril-alone or in combination (Bertini et al., 2017). Finally, 
lion cells. There are many cell types: nerve cells, muscle there can be a defect within a single gene (e.g., phenylcells, white blood cells, liver cells and skin cells, to name ketonuria) or altered expression of the gene (e.g., Rett 
a few. All cells, with the exception of the red blood cell, syndrome). This chapter discusses each of these types

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there are normally 46 chromosomes. Each chromosome contains many genes, but some chromosomes 
have more (e.g., 500–800 gene loci in chromosomes 
1, 19, and X) and others have fewer (50–120 in chromosomes 13, 18, 21, and Y). The 46 chromosomes are 
organized into 23 pairs. Typically, one chromosome in 
each pair comes from the mother and the other from 
the father. Egg and sperm cells, unlike all other human 
cells, each contains only 23 chromosomes. During conception, these germ cells (i.e., sperm and eggs) fuse to 
produce a fertilized egg with the full complement of

produce a fertilized egg with the full complement of 
46 chromosomes.
Among the 23 pairs of chromosomes, 22 are termed 
autosomes. The 23rd pair consists of the X and Y chromosomes and are called the sex chromosomes. The 
Y chromosome, which is involved in male sex determination and development, is one-third to one-half the 
size of the X chromosome, has a different shape, and 
has far fewer genes. Two X chromosomes determine 
the child to be female; an X and a Y chromosome deter-

mine the child to be male.

CELL DIVISION AND ITS DISORDERS
Cells have the ability to divide into daughter cells that 
contain genetic information that is identical to the 
information from the parent cell. The prenatal development of a human being is accomplished through cell 
division, differentiation into different cell types, and 
movement of cells to different locations in the body. 
There are two kinds of cell division: mitosis and meiosis. In mitosis, or nonreductive division, 2 daughter 
cells, each containing 46 chromosomes, are formed 
from 1 parent cell. In meiosis, or reductive division, 4 
daughter cells, each containing only 23 chromosomes, 
are formed from 1 parent cell. Although mitosis occurs 
in all cells, meiosis takes place only in the germ cells.

body’s capacity to recover after medical events, such as 
strokes, or from traumatic injuries.
One of the primary differences between mitosis 
and meiosis can be seen during the first of the two 
meiotic divisions. During this cell division, the corresponding chromosomes line up beside each other 
in pairs (e.g., both copies of chromosome 1 line up

there are normally 46 chromosomes. Each chromo-and may “cross over,” exchanging genetic material. 
some contains many genes, but some chromosomes This adds variability. Although this crossing over (or 
have more (e.g., 500–800 gene loci in chromosomes recombination) of the chromosomes may result in dis-
1, 19, and X) and others have fewer (50–120 in chro-orders (e.g., deletions), it also allows for the mutual 
mosomes 13, 18, 21, and Y). The 46 chromosomes are transfer of genetic information, reducing the chance 
organized into 23 pairs. Typically, one chromosome in that siblings end up as exact copies (clones) of each 
each pair comes from the mother and the other from other. Some of the variability among siblings can also 
the father. Egg and sperm cells, unlike all other human be attributed to the random assortment of maternal 
cells, each contains only 23 chromosomes. During con-and paternal chromosomes during the first of the two

cells, each contains only 23 chromosomes. During con-and paternal chromosomes during the first of the two 
ception, these germ cells (i.e., sperm and eggs) fuse to meiotic divisions.
produce a fertilized egg with the full complement of Throughout the life span of the male, meiosis of 
the immature sperm produces spermatocytes with 
Among the 23 pairs of chromosomes, 22 are termed 23 chromosomes each. These cells will lose most of 
autosomes. The 23rd pair consists of the X and Y chro-their cytoplasm, sprout tails, and become mature 
mosomes and are called the sex chromosomes. The sperm. This process is termed spermatogenesis. In 
Y chromosome, which is involved in male sex deter-the female, meiosis forms oocytes that will ultimately 
mination and development, is one-third to one-half the become mature eggs in a process called oogenesis. By 
size of the X chromosome, has a different shape, and the time a girl is born, her body has produced all of the 
has far fewer genes. Two X chromosomes determine approximately 2 million eggs she will ever have.

size of the X chromosome, has a different shape, and the time a girl is born, her body has produced all of the 
has far fewer genes. Two X chromosomes determine approximately 2 million eggs she will ever have.
the child to be female; an X and a Y chromosome deter-A number of events that adversely affect a child’s 
development can occur during meiosis. When chromosomes divide unequally, a process known as nondisjunction occurs; as a result, 1 daughter egg or 
sperm contains 24 chromosomes and the other 22 
Cells have the ability to divide into daughter cells that chromosomes. Meiotic nondisjunction, particularly in 
contain genetic information that is identical to the oogenesis, is the most common mutational mechanism 
information from the parent cell. The prenatal develop-in humans responsible for chromosomally atypical 
ment of a human being is accomplished through cell fetuses. Usually, these cells do not survive, but occadivision, differentiation into different cell types, and sionally they do and can lead to the child being born 
movement of cells to different locations in the body. with too many chromosomes (e.g., Down syndrome) 
There are two kinds of cell division: mitosis and mei-or too few (e.g., Turner syndrome). Notably, the most 
osis. In mitosis, or nonreductive division, 2 daughter commonly found trisomy in miscarriages is trisomy 
cells, each containing 46 chromosomes, are formed 16, and embryos with trisomy 16 are never carried 
from 1 parent cell. In meiosis, or reductive division, 4 to term (Nussbaum, McInnes, & Willard, 2016). The 
daughter cells, each containing only 23 chromosomes, chromosome 16 contains so many genes important for 
are formed from 1 parent cell. Although mitosis occurs normal development that its disruption is incompatible with life. Conversely, trisomies 13, 18, and 21 are 
The ability of cells to continue to undergo mito-the most commonly observed full trisomies at birth 
sis throughout the life span is essential for proper (Mai et al., 2013). However, even in these conditions, 
bodily functioning. Cells divide at different rates, how-the vast majority of embryos with the defect do not

Excerpted from Children with Disabilities, 8th Edition Edited by Mark

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6 Batshaw, Leon, and Kisling

Chromosomal Gain: Down Syndrome

Chromosomal Gain: Down Syndrome
The most frequent chromosomal abnormality is 
unequal division of non-sex chromosomes, and the 
most common clinical consequence is trisomy 21, or 
Down syndrome (Nussbaum, McInnes, & Willard, 
2016; also see Chapter 15). Nondisjunction can occur 
during either mitosis or meiosis but is more common 
in meiosis (Figure 1.2). When nondisjunction occurs 
during the first meiotic division, both copies of chromosome 21 end up in one cell. Instead of an equal 
distribution of chromosomes among cells (23 each), 
1 daughter cell receives 24 chromosomes and the other 
receives only 22. The cell containing 22 chromosomes 
is unable to survive. However, the egg (or sperm) with 
24  chromosomes occasionally can survive. After fertilization with a sperm (or egg) containing 23 chromosomes, the resulting embryo contains 3 copies of 
chromosome 21, or trisomy 21. The child will be born 
with 47 rather than 46 chromosomes in each cell and

with 47 rather than 46 chromosomes in each cell and 
will thus have Down syndrome (Figure 1.3).
The majority of individuals with Down syndrome 
(approximately 95%) have trisomy 21. This trisomy 
results from nondisjunction during meiosis in oogenesis in 90% of the cases and from nondisjunction during spermatogenesis in 10% (Nussbaum, McInnes, & 
Willard, 2016). This disparity is partially due to the 
increased rate of autosomal nondisjunction in egg production, but also to the lack of viability of sperm with 
an extra chromosome 21. Another 3%–4% of individuals

is unable to survive. However, the egg (or sperm) with 
chromosomes occasionally can survive. After fer-
Figure 1.3. Karyotype of a boy with Down syndrome (47, XY). Note that the

mosomes, the resulting embryo contains 3 copies of 
chromosome 21, or trisomy 21. The child will be born 
with 47 rather than 46 chromosomes in each cell and 
acquire Down syndrome as a result of translocation
(discussed later) and 1%–2% acquire it from mosaicism
The majority of individuals with Down syndrome 
(some cells being affected and others not; this is also 
(approximately 95%) have trisomy 21. This trisomy

results from nondisjunction during meiosis in oogenesis in 90% of the cases and from nondisjunction during spermatogenesis in 10% (Nussbaum, McInnes, &

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The Genetics Underlying Developmental Disabilities

to be miscarried (Hook & Warburton, 2014). Females 
with Turner syndrome (1 in every 5,000 live births) have 
a single X chromosome and no second X or Y chromosome, for a total of 45, rather than 46, chromosomes. In 
contrast to Down syndrome, 80% of individuals with 
monosomy X conditions are affected by meiotic errors 
in sperm production; these children usually receive an 
X chromosome from their mothers but no sex chromo-

X chromosome from their mothers but no sex chromosome from their fathers.
Girls with Turner syndrome typically have short 
stature, a webbed neck, a broad “shield-like” chest 
with widely spaced nipples, and nonfunctional ovaries. Twenty percent have obstruction of the left side of 
the heart, most commonly caused by a coarctation of 
the aorta. Unlike children with Down syndrome, most 
girls with Turner syndrome develop typically. They 
do, however, have visual–perceptual impairments that 
predispose them to develop nonverbal learning disabilities (Table 1.1; Hong & Reiss, 2014). Human growth 
hormone injections have been effective in increasing 
height in girls with Turner syndrome, and estrogen
supplementation can lead to the emergence of secondary sexual characteristics; however, these girls remain

Mosaicism
In mosaicism, cells in the same individual have different genetic makeups (Nussbaum, McInnes, & Willard, 
2016). For example, a child with the mosaic form of 
Down syndrome may have trisomy 21 in skin cells but 
not in blood cells. or the individual may have trisomy 
21 in some, but not all, brain cells. Children with mosaicism often appear as though they have a particular condition (in this example, Down syndrome); however, the 
physical/organ and cognitive impairments may be less 
severe. Usually mosaicism occurs when some cells in a 
trisomy conception lose the extra chromosome via nondisjunction during mitosis. Mosaicism also can occur if 
some cells lose a chromosome after a normal conception 
(e.g., some cells lose an X chromosome in mosaic Turner 
syndrome). Mosaicism is present in only 5%–10% of all 
children with chromosomal abnormalities.

Mosaicism

Translocations

to be miscarried (Hook & Warburton, 2014). Females Translocations
with Turner syndrome (1 in every 5,000 live births) have 
A relatively common dysfunction in cell division, 
a single X chromosome and no second X or Y chromotranslocation can occur during mitosis and meiosome, for a total of 45, rather than 46, chromosomes. In 
sis when the chromosomes break and then exchange 
contrast to Down syndrome, 80% of individuals with 
parts with other chromosomes. Translocation involves 
monosomy X conditions are affected by meiotic errors 
the transfer of a portion of one chromosome to a comin sperm production; these children usually receive an 
pletely different chromosome. For example, a portion 
X chromosome from their mothers but no sex chromoof chromosome 21 might attach itself to chromosome 
14 ( Figure 1.4). If this occurs during meiosis, 1 daughter 
Girls with Turner syndrome typically have short 
cell will then have 23 chromosomes but will have both a 
stature, a webbed neck, a broad “shield-like” chest 
chromosome 21 and a chromosome 14/21 translocation. 
with widely spaced nipples, and nonfunctional ova-
Fertilization of this egg, by a sperm with a cell containries. Twenty percent have obstruction of the left side of 
ing the normal complement of 23 chromosomes, will 
the heart, most commonly caused by a coarctation of 
result in a child with 46 chromosomes. This includes 
the aorta. Unlike children with Down syndrome, most 
two copies of chromosome 21, one chromosome 14/21, 
girls with Turner syndrome develop typically. They 
and one chromosome 14. This child will have Down 
do, however, have visual–perceptual impairments that 
syndrome because of the functional trisomy 21 caused 
predispose them to develop nonverbal learning dis-

Behavior

abilities (Table 1.1; Hong & Reiss, 2014). Human growth 
hormone injections have been effective in increasing

height in girls with Turner syndrome, and estrogen
Deletions
supplementation can lead to the emergence of secondary sexual characteristics; however, these girls remain Another somewhat common dysfunction in cell division is deletion. Here, part, but not all, of a chromosome 
is lost. Chromosomal deletions occur in two forms: visible deletions and microdeletions. Those that are large 
enough to be seen through the microscope are called 
visible deletions. Those that are so small that they can 
In mosaicism, cells in the same individual have differonly be detected at the molecular level are called microent genetic makeups (Nussbaum, McInnes, & Willard, 
deletions and can be identified by a test called chromo-
2016). For example, a child with the mosaic form of 
somal microarray.

| Intellectual function | Typical but 5-10 points below siblings; verbal IQ＞performance IQ |
| --- | --- |
| Visual spatial | Deficits in spatial orientation |
| Math | Difficulties with calculation |
| Executive function | Impairment in attention, processing speed, working memory,cognitive flexibility,and planning |
| Social | Impairments in face recognition and social reciprocity |
| Behavior | Overall risk of attention-deficit/hyperactivity disorder and dyscalculia;equivocal evidence for autism |

Source: Hong and Reiss (2014).
Excerpted from Children with Disabilities, 8th Edition Edited by Mark

trisomy conception lose the extra chromosome via nondisjunction during mitosis. Mosaicism also can occur if 
some cells lose a chromosome after a normal conception 
(e.g., some cells lose an X chromosome in mosaic Turner Figure 1.4. Translocation. During prophase of meiosis in a parent, there may 
be a transfer of a portion of one chromosome to another. In this figure, the long 
syndrome). Mosaicism is present in only 5%–10% of all 
arm of chromosome 21 is translocated to chromosome 14, and the residual

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8 Batshaw, Leon, and Kisling

Cri-du-chat (“cat cry”) syndrome is an example 
of a visible chromosomal deletion in which a portion 
of the short arm of chromosome 5 is lost. Cri-du-chat 
syndrome affects approximately 1 in 50,000 children, 
causing microcephaly and an unusual facial appear-

causing microcephaly and an unusual facial appearance with a round face, widely spaced eyes, epicanthal

folds, and low-set ears. Children with the syndrome 
have a high-pitched cry and intellectual disability

have a high-pitched cry and intellectual disability 
(Cerruti Mainardi, 2006).
Examples of microdeletion syndromes (also 
called contiguous gene syndromes because they 
involve the deletion of a number of adjacent genes) 
include Smith-Magenis syndrome, Williams syndrome, 
and VCFS (Weischenfeldt, Symmons, Spitz, & Korbel, 
2013). Smith-Magenis is caused by a microdeletion in 
the short arm of chromosome 17, Williams syndrome 
by a deletion in the long arm of chromosome 7, and 
VCFS by a deletion in the long arm of chromosome 22. 
Children with Smith-Magenis syndrome have feeding 
difficulties, hypotonia, distinctive facial features, selfinjurious behavior, and intellectual disability. Children 
with Williams syndrome likewise have intellectual 
disability with a distinctive facial appearance, but they 
also have cardiac defects and a unique cognitive profile 
with apparent expressive language skills beyond what 
would be expected based on their cognitive abilities. 
Children with VCFS syndrome may have a cleft palate, 
a congenital heart defect, a characteristic facial appearance, and/or a nonverbal learning disability. Cognitive 
problems are often present, and many affected children 
satisfy the criteria for a diagnosis of autism.

GENES AND THEIR DISORDERS

satisfy the criteria for a diagnosis of autism.

GENES AND THEIR DISORDERS
The underlying problem with the previously mentioned

Frequency of Chromosomal Abnormalities
In total, approximately 25% of eggs and 3%–4% of sperm 
have an extra or missing chromosome, and an additional 
1% and 5%, respectively, have a structural chromosomal 
abnormality (Hassold, Hall, & Hunt, 2007). As a result, 
10%–15% of all conceptions have a chromosomal abnormality. Somewhat more than 50% of these abnormalities 
are trisomies, 20% are monosomies, and 15% are triploidies (69 chromosomes). The remaining chromosomal 
abnormalities are composed of structural abnormalities 
and  tetraploidies (92 chromosomes). It may therefore 
seem surprising that more children are not born with 
chromosomal abnormalities. The explanation is that more 
than 95% of fetuses with chromosomal abnormalities do 
not survive to term. In fact, many are lost very early in 
gestation, even before a pregnancy may be recognized.

Cri-du-chat (“cat cry”) syndrome is an example too few genes resulting from extra or missing chromoof a visible chromosomal deletion in which a portion somal material. Genetic disorders can also result from 
of the short arm of chromosome 5 is lost. Cri-du-chat an abnormality in a single gene. As noted above, there 
syndrome affects approximately 1 in 50,000 children, are about 20,000 genes in the human genome. This is 
causing microcephaly and an unusual facial appear-quite remarkable given that the fruit fly has approxiance with a round face, widely spaced eyes, epicanthal mately 13,000 genes, the round worm 19,000 genes, and 
folds, and low-set ears. Children with the syndrome a simple plant 26,000 genes. It was previously thought 
have a high-pitched cry and intellectual disability that each gene regulated the production of a single protein. Now it is known that the situation is much more 
Examples of microdeletion syndromes (also complex; single genes in humans code for multiple procontiguous gene syndromes because they teins, giving humans the combinational diversity that 
involve the deletion of a number of adjacent genes) lower organisms lack. Humans can produce approxiinclude Smith-Magenis syndrome, Williams syndrome, mately 100,000 proteins from less than one-quarter of 
and VCFS (Weischenfeldt, Symmons, Spitz, & Korbel, that many genes. However, it must be acknowledged 
2013). Smith-Magenis is caused by a microdeletion in that the chimp shares 99% of the human genome. Havthe short arm of chromosome 17, Williams syndrome ing now examined the genome of innumerable organby a deletion in the long arm of chromosome 7, and isms, the minimum number of genes necessary for life 
VCFS by a deletion in the long arm of chromosome 22. appears to be approximately 300; all living organisms

by a deletion in the long arm of chromosome 7, and isms, the minimum number of genes necessary for life 
VCFS by a deletion in the long arm of chromosome 22. appears to be approximately 300; all living organisms 
Children with Smith-Magenis syndrome have feeding share these same 300 genes.
difficulties, hypotonia, distinctive facial features, self-The mechanism by which genes act as blueprints 
injurious behavior, and intellectual disability. Children for producing specific proteins needed for body funcwith Williams syndrome likewise have intellectual tions is as follows. Genes are composed of various 
disability with a distinctive facial appearance, but they lengths of DNA that, together with intervening DNA 
also have cardiac defects and a unique cognitive profile sequences, form chromosomes. DNA is formed as a 
with apparent expressive language skills beyond what double helix, a structure that resembles a twisted ladwould be expected based on their cognitive abilities. der (Figure 1.5). The sides of the ladder are composed of 
Children with VCFS syndrome may have a cleft palate, sugar and phosphate molecules, whereas the “rungs” 
a congenital heart defect, a characteristic facial appear-are made up of four chemicals called nucleotide bases: 
ance, and/or a nonverbal learning disability. Cognitive cytosine (C), guanine (G), adenine (A), and thymine
problems are often present, and many affected children (T). Pairs of nucleotide bases interlock to form each 
rung: cytosine bonds with guanine, and adenine bonds 
with thymine. The sequence of nucleotide bases on a 
segment of DNA (spelled out by the four-letter alphabet C, G, A, T) make up an individual’s genetic code. 
In total, approximately 25% of eggs and 3%–4% of sperm Individual genes range in size, containing from 1,500 
have an extra or missing chromosome, and an additional to more than 2 million nucleotide–base pairs. Overall, 
1% and 5%, respectively, have a structural chromosomal there are approximately 3.3 billion base pairs in the 
abnormality (Hassold, Hall, & Hunt, 2007). As a result, human genome, but only about 1% encode genes that 
10%–15% of all conceptions have a chromosomal abnor-serve as a blueprint for protein production. It should 
mality. Somewhat more than 50% of these abnormalities also be noted that all genes are not “turned on” or

Figure 1.5. Deoxyribonucleic acid (DNA). Four nucleotides (C, cytosine; G, 
guanine; A, adenosine; T, thymine) form the genetic code. On the mRNA mol
The underlying problem with the previously mentioned 
ecule, uracil (U) substitutes for thymine. The DNA unzips to transcribe its mes--

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life (e.g., the fetal hemoglobin gene), and it is hoped that 
some are never expressed (e.g., oncogenes, which have 
the potential to cause cancer). The turning on and off 
of genes usually follows a carefully developmentally 
regulated process, but it can also be influenced by the 
environment. Regulation of gene expression plays a 
particularly important role during fetal development; 
as a result, problems involving gene expression during 
fetal development can be particularly devastating. The 
way gene expression is regulated involves a number 
of structural changes to the DNA and its architecture 
without altering the actual nucleotide sequence of the 
DNA. This process is termed epigenetics and is a cause 
of a number of genetic syndromes that are associated

with developmental disabilities.

Transcription
The production of a specific protein begins when the 
DNA comprising that gene unwinds and the two 
strands (the sides of the ladder) unzip to expose the 
genetic code (Jorde, Carey, & Bamshad, 2015). The 
exposed DNA sequence then serves as a template for the 
formation, or transcription (the writing out), of a similar nucleotide sequence called messenger ribonucleic 
acid (mRNA; Figure 1.6). In all RNA, the nucleotides 
are the same as in DNA except that uracil (U) substitutes for thymine (T). In most genes, coding regions 
(exons) are interrupted by noncoding regions (introns). 
During transcription, the entire gene is copied into a 
pre-mRNA, which includes exons and introns. During 
the process of RNA splicing, introns are removed and 
exons are joined to form a contiguous coding sequence.

Figure 1.6. A summary of the steps leading from gene to protein formation. 
Transcription of the DNA (gene) onto mRNA occurs in the cell nucleus. The 
mRNA is then transported to the cytoplasm, where translation into protein

life (e.g., the fetal hemoglobin gene), and it is hoped that exons is called the exome. As might be expected, errors 
some are never expressed (e.g., oncogenes, which have or mutations may occur during transcription; however, 
the potential to cause cancer). The turning on and off a proofreading enzyme generally catches and repairs 
of genes usually follows a carefully developmentally these errors. If not corrected, however, transcription 
regulated process, but it can also be influenced by the errors can lead to the production of a disordered pro-

as a result, problems involving gene expression during 
fetal development can be particularly devastating. The Translation
way gene expression is regulated involves a number 
Once transcribed, the single-stranded mRNA detaches 
of structural changes to the DNA and its architecture 
and the double-stranded DNA zips back together. 
without altering the actual nucleotide sequence of the 
The mRNA then moves out of the nucleus into the 
DNA. This process is termed epigenetics and is a cause 
cytoplasm, where it provides instructions for the proof a number of genetic syndromes that are associated 
duction of a protein, a process termed translation
( Figure 1.7). The mRNA attaches itself to a ribosome.
The ribosome moves along the mRNA strand, reading 
the message in three-letter “words,” or codons, such as 
GCU, CUA, and UAG. Most of these triplets code for 
The production of a specific protein begins when the 
specific amino acids, the building blocks of proteins. 
DNA comprising that gene unwinds and the two 
As these triplets are read, another type of RNA, transstrands (the sides of the ladder) unzip to expose the 
fer RNA (tRNA), carries the requisite amino acids to 
genetic code (Jorde, Carey, & Bamshad, 2015). The

particularly important role during fetal development; 
as a result, problems involving gene expression during

Figure 1.7. Translation of mRNA into protein. The ribosome moves along the 
A summary of the steps leading from gene to protein formation. mRNA strand assembling a growing polypeptide chain using tRNA–amino acid 
Transcription of the DNA (gene) onto mRNA occurs in the cell nucleus. The complexes. In this example, it has already assembled six amino acids (phenymRNA is then transported to the cytoplasm, where translation into protein alanine [Phe], arginine [Arg], histidine [His], cystine [Cys], threonine [Thr], and

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Batshaw, Leon, and Kisling

Certain triplets, termed stop codons, instruct the ribosome to terminate the sequence by indicating that all 
of the correct amino acids are in place to form the com-

of the correct amino acids are in place to form the complete protein, for example, thyroid hormone.
Once the protein is complete, the mRNA, ribosome, and protein separate. The protein is released 
into the cytoplasm and is either used by the cytoplasm 
or prepared for secretion into the bloodstream. If the 
protein is to be secreted, it is transferred to the Golgi 
apparatus (Figure 1.1), which packages it in a form that 
can be released through the cell membrane and carried

Mutations

Mutations
An abnormality at any step in the transcription or 
translation process can cause the body to produce a 
structurally abnormal protein, reduced amounts of a 
protein, or no protein at all. When the error occurs in 
the gene itself, thus disrupting the subsequent steps, 
that mistake is termed a mutation. The likelihood of 
mutations occurring increases with the size of the gene. 
In sperm cells, the point mutation rate also increases 
with paternal age. Although most mutations occur 
spontaneously, they can be induced by radiation, toxins, and viruses. Once they occur, mutations become 
part of a person’s genetic code. If they are present in the 
germline, they can be passed on from one generation

to the next.
Point Mutations The most common type of mutation is a single base pair substitution (Jorde et al., 2015), 
also called a point mutation. Because there is redundancy in human DNA, many point mutations have no 
adverse consequences. Depending on where in the gene

Certain triplets, termed stop codons, instruct the ribo-causing a missense mutation or a nonsense mutation
some to terminate the sequence by indicating that all (Figure 1.8). A missense mutation results in a change in 
of the correct amino acids are in place to form the com-the triplet code that substitutes a different amino acid 
in the protein chain. For example, in most cases of the 
Once the protein is complete, the mRNA, ribo-inborn error of metabolism, phenylketonuria (PKU), a 
some, and protein separate. The protein is released single base substitution causes an error in the producinto the cytoplasm and is either used by the cytoplasm tion of phenylalanine hydroxylase, the enzyme necesor prepared for secretion into the bloodstream. If the sary to metabolize the amino acid phenylalanine. The 
protein is to be secreted, it is transferred to the Golgi result is an accumulation of phenylalanine that can 
apparatus (Figure 1.1), which packages it in a form that cause brain damage (see Chapter 16). In a nonsense 
can be released through the cell membrane and carried mutation, the single base pair substitution produces 
a stop codon that prematurely terminates the protein 
formation. In this case, no useful protein is formed. 
Neurofibromatosis-1 (NF1) is an example of a disorder 
commonly caused by a nonsense mutation. In NF1 a 
tumor suppressor, neurofibromin, is not formed. As a 
An abnormality at any step in the transcription or 
result, multiple benign neurofibroma tumors form on 
translation process can cause the body to produce a 
the body and in the brain. Children with NF1 also have 
structurally abnormal protein, reduced amounts of a 
a high incidence of attention-deficit/hyperactivity disprotein, or no protein at all. When the error occurs in

protein, or no protein at all. When the error occurs in 
order (Friedman, 2014).
the gene itself, thus disrupting the subsequent steps, 
that mistake is termed a mutation. The likelihood of 
Insertions and Deletions Mutations can also 
mutations occurring increases with the size of the gene. 
involve the insertion or deletion of one or more nucle-
In sperm cells, the point mutation rate also increases 
otide bases. As one example, insertion of nucleotides 
with paternal age. Although most mutations occur 
in the fukutin gene (expressed in muscle, brain, and 
spontaneously, they can be induced by radiation, toxeyes) can affect its function when associated with other 
ins, and viruses. Once they occur, mutations become 
mutations and cause Fukuyama congenital muscular 
part of a person’s genetic code. If they are present in the 
dystrophy (Saito, 2012). In contrast, a common mutagermline, they can be passed on from one generation 
tion in another inherited muscle disease, Duchenne 
muscular dystrophy, usually involves a deletion in the 
dystrophin gene (see Chapter 9).

|  | Missense Mutation |  |  |  | Nonsense Mutation |  |  |  | Frame shift Mutation |  |  |  |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| DNA | AAGTTC | AGTCA | GTA CAT | CGT GCA | AAGTTC | AGTCA | GTA CAT | CGT GCA | AAGTTC | AGTCA | GTA CAT | CGT GCA |
| mRNA | UUCUCA | UCA CAU | GCA | UUCUGA | UUCUGA | CAU | GCA | UUCUGA | UUCUGA | CAU | GCA | UUCUGA |
| Amino acid | PheSer | HisArg | PheSer | HisArg | PheSer | HisArg | Arg | PheSer | HisArg | PheSer | HisArg | Arg |
| Mutation | A forGC |  |  |  | C forGC |  |  |  | A inserted |  |  |  |
| DNA | AAGTTC | AGTCA | ATA TAT | CGT GCA | AAGTTC | ACTTGA | ATA TAT | CGT GCA | AAGTTC | AGTACT | TGTACA | ACGTGC |
| mRNA | UUCUCA | UCA UAU | GCA | UUCUGA | UUCUGA | CAU | GCA | UUCUCA | UUCUCA | ACA | UGC |  |
| Amino acid | PheSer | TyrArg | PheStop codon | — | — |  |  | PheSer | ThrCys |  |  |  |
| *note that this is same sequence, shifted right |  |  |  |  |  |  |  |  |  |  |  |  |

muscular dystrophy, usually involves a deletion in the 
dystrophin gene (see Chapter 9).
The most common type of muta-Base additions or subtractions may also lead to a 
tion is a single base pair substitution (Jorde et al., 2015), frame shift in which the three-base-pair reading frame 
also called a point mutation. Because there is redun-is shifted. All subsequent triplets are misread, often 
dancy in human DNA, many point mutations have no leading to the production of a stop codon and a nonadverse consequences. Depending on where in the gene functional protein. Certain children with Tay-Sachs

mutation. The shaded areas mark the point of mutation.
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can affect regions of the gene that regulate transcription but that do not actually code for an amino acid. 
These areas are called promoter and enhancer areas. 
They help turn other genes on and off and are very 
important in the normal development of the fetus. 
A  mutation in a transcription gene leads to Rubinstein-
Taybi syndrome, which is associated with multiple 
congenital malformations and severe intellectual disability (Spena, Gervasini, & Milani, 2015). Mutations in 
a transcription gene also may result in a normal protein 
being formed but at a much slower rate than usual, leading to an enzyme or other protein deficiency. An example is Cornelia de Lange syndrome, in which patients 
have a mutation in the NIPBL gene that codes for the 
developmentally important cohesin-loading protein, 
delangin. Affected children manifest growth delay, a 
dysmorphic appearance including confluent eyebrows,

limb impairments, and intellectual disability.

lation (Jorde et al., 2015).

Selective Advantage
The  incidence of a genetic disease in a population 
depends on the difference between the rate of mutation 
production and that of mutation removal. Typically, 
genetic diseases enter populations through mutation 
errors. Natural selection, the process by which individuals with a selective advantage survive and pass on 
their genes, works to remove these errors. For instance, 
because individuals with sickle cell disease (an autosomal recessive inherited blood disorder) historically 
have had a decreased life span, the gene that causes 
this disorder would have been expected to be removed 
from the gene pool over time. Sometimes natural selection, however, favors the individual who is a carrier 
of one copy of a mutated recessive gene. In the case of 
sickle cell disease, unaffected carriers (called heterozygotes) who appear clinically healthy actually have 
minor differences in their hemoglobin structure that 
make it more resistant to a malarial parasite (López, 
Saravia, Gomez, Hoebeke, & Patarroyo, 2010). In Africa, 
where malaria is endemic, carriers of this disorder 
have a selective advantage. This selective advantage 
has maintained the sickle cell trait among Africans. 
Northern Europeans, for whom malaria is not an issue, 
rarely carry the sickle cell gene at all; this mutation has 
presumably died out via natural selection in this popu-

Single Nucleotide Polymorphisms
Despite the more than 3 billion base pairs in the genetic 
code, people of all races and geography share a 99.9% 
genetic identity (Ridley, 2006). Although this is quite

can affect regions of the gene that regulate transcrip-3 million DNA sequence variations, also called single 
tion but that do not actually code for an amino acid. nucleotide polymorphisms (SNPs). This genetic varia-
These areas are called promoter and enhancer areas. tion is the basis of evolution, but it can also contribute 
They help turn other genes on and off and are very to health, unique traits, or disease. One SNP involved in 
important in the normal development of the fetus. muscle formation, if present, makes individuals much 
transcription gene leads to Rubinstein-more likely to become “buff” if they weight lift; another 
Taybi syndrome, which is associated with multiple SNP is associated with perfect musical pitch. There 
congenital malformations and severe intellectual dis-is an SNP that makes individuals more susceptible to 
ability (Spena, Gervasini, & Milani, 2015). Mutations in adverse effects from certain medications because it leads 
a transcription gene also may result in a normal protein to slower metabolism of drugs by the liver. There also 
being formed but at a much slower rate than usual, lead-are SNPs that place people at greater risk for developing 
ing to an enzyme or other protein deficiency. An exam-Alzheimer’s disease and an inflammatory bowel disple is Cornelia de Lange syndrome, in which patients ease called Crohn’s disease (Uniken Venema, Voskuil, 
have a mutation in the NIPBL gene that codes for the Dijkstra, Weersma, & Festen, 2016). Knowledge of these 
developmentally important cohesin-loading protein, SNPs, as well as candidate disease genes, allows a better 
delangin. Affected children manifest growth delay, a understanding of certain genetic conditions, which can 
dysmorphic appearance including confluent eyebrows, lead to the development of novel treatments.

Single-Gene (Mendelian) Disorders

Single-Gene (Mendelian) Disorders
Gregor Mendel (1822–1884), an Austrian monk, pio-
The  incidence of a genetic disease in a population 
neered our understanding of single-gene defects. While 
depends on the difference between the rate of mutation 
cultivating pea plants, he noted that when he bred two 
production and that of mutation removal. Typically, 
differently colored plants—yellow and green—the 
genetic diseases enter populations through mutation 
hybrid offspring all were green rather than mixed in 
errors. Natural selection, the process by which indicolor. Mendel concluded that the green trait was domividuals with a selective advantage survive and pass on 
nant, whereas the yellow trait was recessive (from the 
their genes, works to remove these errors. For instance, 
Latin word for “hidden”). However, the yellow trait 
because individuals with sickle cell disease (an autosometimes appeared in subsequent generations. Later, 
somal recessive inherited blood disorder) historically 
scientists determined that many human traits, includhave had a decreased life span, the gene that causes 
ing some birth defects, are also inherited in this fashthis disorder would have been expected to be removed 
ion. They are referred to as Mendelian traits.

dominant, or X-linked.
have a selective advantage. This selective advantage 
has maintained the sickle cell trait among Africans. 
Northern Europeans, for whom malaria is not an issue, Autosomal Recessive Disorders Among the 
rarely carry the sickle cell gene at all; this mutation has currently recognized Mendelian disorders, over 1,000 
presumably died out via natural selection in this popu-are inherited as autosomal recessive traits (McKusick-
Nathans Institute of Genetic Medicine & The National 
Center for Biotechnology Information, 2017). For a child 
to have a disorder that is autosomal recessive, he or she 
must carry an abnormal gene on both copies of the rel-
Despite the more than 3 billion base pairs in the genetic evant chromosome. In the vast majority of cases, this 
code, people of all races and geography share a 99.9% means that the child receives an abnormal copy from 
genetic identity (Ridley, 2006). Although this is quite both parents. The one exception is uniparental disomy,

remarkable, that 0.1% difference means there are about which is discussed in the next section.
Excerpted from Children with Disabilities, 8th Edition Edited by Mark L.

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Table 1.2. Prevalence of genetic disorders

| Disease | Appropriate prevalence |
| --- | --- |
| Chromosomal disorders |  |
| Down syndrome(trisomy 21) | 1/850 |
| Klinefelter syndrome(47,XXY) | 1/600 |
| Trisomy13 | 1/12,000-1/20,000 |
| Trisomy18 | 1/6,000-8,000 |
| Turner syndrome(45,X) | 1/2,500-1/4,000 females |
| Single-gene disorders |  |
| Duchenne muscular dystrophy | 1/3,300 males |
| Fragile X syndrome | 1/3,000-1/4,000 males;1/8,000 females |
| Neurofibromatosis type I | 1/3,000 |
| Phenylketonuria | 1/5,000 to 1/10,000 |
| Tay-Sachs disease | 1/3,600 Ashkenazi Jews |
| Mitochondrial inheritance |  |
| Leber hereditary optic neuropathy | Rare1/30,000-1/50,000 |
| MERRF | Rare(&lt;1/100,000) |
| MELAS | Rare,unknown |

MELAS Rare, unknown
Sources: Nussbaum, McInnes, and Willard (2016) and Adam, Ardinger, Pagon, Wallace, Bean,

Sources: Nussbaum, McInnes, and Willard (2016) and Adam, Ardinger, Pagon, Wallace, Bean, 
 Stephens, and Amemiya (1993–2018).
Key: MELAS, mitochondrial encephalomyelopathy, lactic acidosis, and stroke-like episodes; MERRF,

Tay-Sachs disease is an example of an autosomal 
recessive condition. It is caused by the absence of an 
enzyme, hexosaminidase A, which normally metabolizes a potentially toxic product of nerve cells (Kaback 
& Desnick, 2011). In affected children, this product cannot be broken down and is stored in the brain, leading 
to progressive brain damage and early death.

not be broken down and is stored in the brain, leading 
to progressive brain damage and early death.
Alternate forms of the gene for hexosaminidase 
A are known to exist. The different forms of a gene, 
called alleles, include the normal gene, which can be 
symbolized by a capital “A” because it is dominant, and 
the mutated allele (in this example, carrying Tay-Sachs 
disease), which can be symbolized by the lowercase “a” 
because it is recessive (Figure 1.9). Upon fertilization, 
the embryo receives two genes for hexosaminidase 
A, one from the father and one from the mother. The 
following combinations of alleles are possible: homozygous (carrying the same allele) combinations, AA 
or aa, and heterozygous (carrying alternate alleles) 
combinations, aA or Aa. Because Tay-Sachs disease 
is a recessive disorder, two abnormal recessive genes 
(aa) are needed to produce a child who has the disease. 
Therefore, a child with aa would be homozygous for 
the Tay-Sachs mutation (i.e., have two copies of the 
mutated gene and manifest the disease), a child with 
aA or Aa would be heterozygous and a healthy carrier 
of the Tay-Sachs mutation, and a child with AA would

the Tay-Sachs mutation (i.e., have two copies of the 
mutated gene and manifest the disease), a child with 
Figure 1.9. Inheritance of autosomal recessive disorders. Two copies of the 
aA or Aa would be heterozygous and a healthy carrier abnormal gene (aa) must be present to produce the disease state: A) Two carriers mating will result, on average, in 25% of the children being affected, 50% 
of the Tay-Sachs mutation, and a child with AA would 
being carriers, and 25% noncarriers; B) A carrier and a noncarrier mating will

Tay-Sachs disease is an example of an autosomal If two heterozygotes (carrying alternate alleles) 
recessive condition. It is caused by the absence of an were to have children (aA × Aa or Aa × aA), the folenzyme, hexosaminidase A, which normally metabo-lowing combinations could occur: AA, aA or Aa, or aa 
lizes a potentially toxic product of nerve cells (Kaback (Figure 1.9). According to the law of probability, each 
& Desnick, 2011). In affected children, this product can-pregnancy would carry a one in four chance of the child

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The Genetics Underlying Developmental Disabilities

being a noncarrier (AA), a one in two chance of the child 
being a carrier (aA or Aa), and a one in four risk of the 
child having Tay-Sachs disease (aa). If a carrier has children with a noncarrier (aA × AA), each pregnancy carries 
a one in two chance of the child being a carrier (aA, Aa), 
a one in two chance of the child being a noncarrier (AA), 
and virtually no chance of the child having the disease 
(Figure 1.9). Siblings of affected children, even if they are 
carriers, are unlikely to produce children with the disease because this can only occur if they have children 
with another carrier, which is an unlikely occurrence in

sis to provide information about whether the fetus is 
affected (see Chapter 3).
Because it is unlikely for a carrier of a rare condition to have children with another carrier of the same 
disease, autosomal recessive disorders are quite rare in 
the general population, ranging from 1 in 2,000 to 1 in 
200,000 or fewer births (McKusick-Nathans Institute of 
Genetic Medicine & The National Center for Biotechnology Information, 2017). When a union occurs within 
an extended family, also called consanguinity (e.g., 
cousin marriage; Figure 1.10) or when unions among 
ethnically, religiously, or geographically isolated populations occur, the incidence of these disorders increases 
markedly. Some ethnic populations have higher carrier 
frequency than others; for example, carrier frequency 
for cystic fibrosis in people of Northern European background is 1 in 28, but for Asians, the carrier frequency

ground is 1 in 28, but for Asians, the carrier frequency 
is 1 in 118 (Ong et al., 2017).
Like Tay-Sachs disease, certain other autosomal 
recessive disorders are caused by mutations that lead to 
an enzyme deficiency of some kind. In most cases, there 
are a number of different mutations within the gene that 
can produce the same disease. Because these enzyme

affected children in a row or five unaffected children. 
In the case of Tay-Sachs disease, carrier screening is 
used to identify at-risk couples and prenatal diagno-Figure 1.10. A family tree illustrating the effect of consanguinity (in this case, 
sis to provide information about whether the fetus is a marriage between first cousins) on the risk of inheriting an autosomal recessive disorder. The chance of both parents being carriers is usually less than 
1 in 300. When first cousins conceive a child, however, the chance of both 
Because it is unlikely for a carrier of a rare condi-parents being carriers rises to 1 in 8. The risk, then, of having an affected child

Table 1.3. Comparison of autosomal recessive, autosomal dominant, and X-linked inheritance patterns

tion to have children with another carrier of the same 
disease, autosomal recessive disorders are quite rare in 
the general population, ranging from 1 in 2,000 to 1 in 
deficiencies generally lead to biochemical abnormali-
200,000 or fewer births (McKusick-Nathans Institute of 
ties involving either the insufficient production of a 
Genetic Medicine & The National Center for Biotechneeded product or the buildup of toxic materials, develnology Information, 2017). When a union occurs within 
opmental disabilities or early death may result (see 
an extended family, also called consanguinity (e.g., 
Chapter 16). Autosomal recessive disorders affect males 
cousin marriage; Figure 1.10) or when unions among 
and females equally, and there tends to be clustering in 
ethnically, religiously, or geographically isolated popufamilies (i.e., more than one affected child per family). 
lations occur, the incidence of these disorders increases 
However, a history of the disease in past generations 
markedly. Some ethnic populations have higher carrier

|  | Autosomal recessive | Autosomal dominant | X-linked |
| --- | --- | --- | --- |
| Type of disorder | Enzyme deficiency | Structural abnormalities | Mixed |
| Examples of disorder | Tay-Sachs disease | Achondroplasia | Fragile X syndrome |
| Phenylketonuria(PKU) | Neurofibromatosis | Muscular dystrophy |  |
| Carrier expresses disorder | No | Yes | Sometimes |
| Increased risk in other family members from intermarriage/consanguinity | Yes | No | No |

rarely exists unless there has been intermarriage.
frequency than others; for example, carrier frequency 
for cystic fibrosis in people of Northern European background is 1 in 28, but for Asians, the carrier frequency Autosomal Dominant Disorders Over 1,000 
autosomal dominant disorders have been identified, 
Like Tay-Sachs disease, certain other autosomal the most common ones having a frequency of 1 in 200 
recessive disorders are caused by mutations that lead to births (Youngblom et al., 2016). Autosomal dominant 
an enzyme deficiency of some kind. In most cases, there disorders are quite different from autosomal recessive 
are a number of different mutations within the gene that disorders in mechanism, incidence, and clinical charcan produce the same disease. Because these enzyme acteristics (Table 1.3). Because autosomal dominant

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disorders are caused by a single abnormal allele, individuals with the genotypes Aa or aA are both affected 
to some degree.
To better understand this, consider NF1, the neurological disorder discussed previously. Suppose a
 represents the normal recessive gene and A indicates 
the mutated dominant gene for NF1. If a person with 
NF1 (aA or Aa) has a child with an unaffected individual (aa), there is a one in two risk, statistically speaking, that the child will have the disorder (aA or Aa) 
and a one in two chance he or she will be unaffected 
(aa; Figure 1.11). An unaffected child will not carry the 
abnormal allele and therefore cannot pass it on to his 
or her children.

abnormal allele and therefore cannot pass it on to his 
or her children.
Autosomal dominant disorders affect men and 
women with equal frequency. They tend to involve 
physical impairments (tumors in the case of NF1) rather 
than enzymatic defects. In affected individuals, there is 
often a family history of the disease; however, approximately half of affected individuals represent a new 
mutation. Although individuals with a new mutation 
will risk passing the mutated gene to their offspring, 
their parents are unaffected and at no greater risk than 
the general population of having a second affected 
child. In some cases, a mutation occurs early in the 
development of eggs and sperm. This is called germline, or gonadal, mosaicism and is estimated to occur 
approximately 1.3% of the time. If gonadal mosaicism 
is present in a parent, theoretically two siblings can be

disorders are caused by a single abnormal allele, indi-affected with the same condition and neither parent 
viduals with the genotypes Aa or aA are both affected appears to be affected (Rahbari et al., 2015). There can 
also be partial penetrance of the gene, which produces 
To better understand this, consider NF1, the neu-a less severe disorder (e.g., in NF1 or tuberous sclerorological disorder discussed previously. Suppose a sis), or a delayed onset form of the disease (e.g., in Hun-

Figure  1.11. Inheritance of autosomal dominant disorders. Only one copy 
of the abnormal gene (A) must be present to produce the disease state: A) If 
an affected person conceives a child with an unaffected person, statistically 
speaking, 50% of the children will be affected and 50% will be unaffected; B) 
If two affected people have children, 25% of the children will be unaffected, 
50% will have the disorder, and 25% will have a severe (often fatal) form of the

represents the normal recessive gene and A indicates tington disease).
the mutated dominant gene for NF1. If a person with 
NF1 (aA or Aa) has a child with an unaffected individ-X-Linked Disorders Unlike autosomal recesual (aa), there is a one in two risk, statistically speak-sive and autosomal dominant disorders, which 
ing, that the child will have the disorder (aA or Aa) involve genes located on the 22 non-sex chromosomes 
and a one in two chance he or she will be unaffected (autosomes), X-linked (previously called sex-linked) 
Figure 1.11). An unaffected child will not carry the disorders involve mutant genes located on the X chroabnormal allele and therefore cannot pass it on to his mosome. X-linked disorders primarily affect males 
(Genetics Home Reference, 2017a). The reason for this 
Autosomal dominant disorders affect men and is that males have only one X chromosome; therefore, 
women with equal frequency. They tend to involve a single dose of the abnormal gene causes disease. 
physical impairments (tumors in the case of NF1) rather Because females have two X chromosomes, a single 
than enzymatic defects. In affected individuals, there is recessive allele usually does not cause disease provided 
often a family history of the disease; however, approxi-there is a normal allele on the second X chromosome 
mately half of affected individuals represent a new (Figure 1.12). Approximately 1,000 X-linked disorders 
mutation. Although individuals with a new mutation have been described, including Duchenne muscular 
will risk passing the mutated gene to their offspring, dystrophy and hemophilia (McKusick-Nathans Institheir parents are unaffected and at no greater risk than tute of Genetic Medicine & The National Center for 
the general population of having a second affected Biotechnology Information, 2017). Carrier mothers in 
child. In some cases, a mutation occurs early in the two-thirds of the cases pass on these disorders from 
development of eggs and sperm. This is called germ-one generation to the next; one-third of these cases rep-

disorder as a result of a double dose of the abnormal gene. unaffected and 50% will be affected.
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progressive muscle weakness (Bushby et al., 2010a, 
2010b; Suthar & Sankhyan, 2017). The disease results 
from a mutation in the dystrophin gene (located on the 
X  chromosome), the function of which is to ensure stability of the muscle cell membrane. Because the disease 
affects all muscles, eventually the heart muscle and 
the diaphragmatic muscles needed for circulation and 
breathing respectively are impaired. Dystrophin is also 
required for typical brain development and function,

required for typical brain development and function, 
so affected boys may have cognitive impairments.
In fact, approximately 10% of males with intellectual disability and l0% of females with learning disabilities are affected by X-linked conditions (Inlow & 
Restifo, 2004). Males are more than twice as likely to 
have intellectual disability than females. This finding 
is attributable to a combination of factors: first, X-linked 
disorders affect males disproportionately more than 
females, and second, there is an unusually large number of genes residing on the X chromosome that are 
critical for normal brain development, nerve cell function, learning, and memory. Up to 10% of all known 
genetic errors causing intellectual disability are on the 
X chromosome despite the X chromosome containing 
only 4% of the human genome.

genetic errors causing intellectual disability are on the 
X chromosome despite the X chromosome containing 
only 4% of the human genome.
The mechanism for passing an X-linked recessive trait to the next generation is as follows: Women 
who have a recessive mutation (Xa) on one of their 
X chromosomes and a normal allele on the other (X) 
are carriers of the gene (XaX). Although these women 
are usually clinically unaffected, they can pass on 
the abnormal gene to their children. Assuming the 
father is unaffected, each female child born to a carrier 
mother has a one in two chance of being a carrier (i.e., 
inheriting the mutant Xa allele from her mother and 
the normal X allele from her father; Figure 1.12). A male 
child (who has only one X chromosome), however, has 
a one in two risk of having the disorder. This occurs if 
he inherits the X chromosome containing the mutated 
gene (XaY) instead of the normal one (XY). A family 
tree frequently reveals that some maternal uncles and 
male siblings have the disease. X-linked disorders are 
never passed from father to son because boys inherit 
their Y chromosome from their father and their X chromosome from their mother.
Occasionally, females are affected by X-linked

al., 2010a, cell is inactivated, making every female fetus a mosaic. 
2010b; Suthar & Sankhyan, 2017). The disease results This implied that some cells would contain an active 
from a mutation in the dystrophin gene (located on the X chromosome derived from the father, whereas othchromosome), the function of which is to ensure sta-ers would contain an active X chromosome derived 
bility of the muscle cell membrane. Because the disease from the mother. This “lyonization” hypothesis was 
affects all muscles, eventually the heart muscle and later proven to be correct. In most instances, the cells 
the diaphragmatic muscles needed for circulation and in a woman’s body have a fairly equal division between 
breathing respectively are impaired. Dystrophin is also maternally and paternally derived active X chromorequired for typical brain development and function, somes. In a small fraction of women, however, the 
distribution is very unequal. If the normal X chromo-
In fact, approximately 10% of males with intellec-some is inactivated preferentially in cells of a carrier 
tual disability and l0% of females with learning dis-of an X-linked disorder, the woman will manifest the 
abilities are affected by X-linked conditions (Inlow & disease, although usually in a less severe form than 
Restifo, 2004). Males are more than twice as likely to the male. An example is OTC deficiency, the disorder 
have intellectual disability than females. This finding Katy had in this chapter’s opening case study (see also

have intellectual disability than females. This finding Katy had in this chapter’s opening case study (see also 
is attributable to a combination of factors: first, X-linked Chapter 16).
disorders affect males disproportionately more than The second mechanism for a female to manifest 
females, and second, there is an unusually large num-an X-linked disorder is if the disorder is transmitted 
ber of genes residing on the X chromosome that are as X-linked dominant. Although most X-linked disorcritical for normal brain development, nerve cell func-ders are recessive, a few appear to be dominant. One 
tion, learning, and memory. Up to 10% of all known example is Rett syndrome (Chahrour & Zoghbi, 2007; 
genetic errors causing intellectual disability are on the Liyanage & Rastegar, 2014; Matijevic, Knezevic, Slavica, 
X chromosome despite the X chromosome containing & Pavelic, 2009; Percy, 2008). It appears that in this disorder, the presence of the mutated transcription gene 
The mechanism for passing an X-linked reces-MECP2 on the X chromosome of a male embryo nearly 
sive trait to the next generation is as follows: Women always leads to lethality. When it occurs in one of the 
who have a recessive mutation (Xa) on one of their X chromosomes of the female, however, it is compat-
X chromosomes and a normal allele on the other (X) ible with survival but results in a syndrome marked by 
are carriers of the gene (XaX). Although these women microcephaly, developmental regression, intellectual 
are usually clinically unaffected, they can pass on disability, and autism-like behaviors. That is why vir-

the abnormal gene to their children. Assuming the tually all children with Rett syndrome are girls.
father is unaffected, each female child born to a carrier 
mother has a one in two chance of being a carrier (i.e.,

mother has a one in two chance of being a carrier (i.e., 
Mitochondrial Inheritance
inheriting the mutant Xa allele from her mother and 
the normal X allele from her father; Figure 1.12). A male Each cell contains several hundred mitochondria in 
child (who has only one X chromosome), however, has its cytoplasm (Figure 1.1). Mitochondria produce the 
a one in two risk of having the disorder. This occurs if energy needed for cellular function through a comhe inherits the X chromosome containing the mutated plex process termed oxidative phosphorylation. It has 
gene (XaY) instead of the normal one (XY). A family been proposed that mitochondria were originally 
tree frequently reveals that some maternal uncles and independent microorganisms that invaded our bodmale siblings have the disease. X-linked disorders are ies during the process of human evolution and then 
never passed from father to son because boys inherit developed a symbiotic relationship with the cells in the 
their Y chromosome from their father and their X chro-human body. They are unique among cellular organelles (the specialized parts of a cell) in that they pos-
Occasionally, females are affected by X-linked sess their own DNA, which is in a double-stranded 
diseases. This can occur if the woman has adverse circular pattern rather than the double-helical pattern 
lyonization (inactivation of one of the X chromosomes) of nuclear DNA and contains genes that are different 
or if the disorder is X-linked “dominant.” Regard-from those contained in nuclear DNA (Figure 1.13). 
ing the former mechanism, the geneticist Mary Lyon Most of the proteins necessary for mitochondrial funcquestioned why women have the same amount of X tion are coded by nuclear genes, and disorders caused 
chromosome–directed gene product as men instead by abnormalities in these genes are most often inherof twice as much, as would be predicted from their ited in an autosomal recessive manner. Certain mitogenetic makeup. Dr. Lyon postulated that early in chondrial functions, however, are dependent on genes 
embryogenesis, one of the two X chromosomes in each encoded on the mitochondrial DNA. A mutation in

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Batshaw, Leon, and Kisling

Figure  1.13. Mitochondrial DNA genome. The genes code for various 
enzyme complexes involved in energy production in the cell. The displacement 
loop (D loop) is not involved in energy production. (This figure was published in 
Medical genetics, revised 2nd edition, by Jorde, L.B., Carey, J.C., & Bamshad, 
M.J., et al., p. 105, Copyright C.V. Mosby [2001]; adapted by permission.) (Key: 
Complex I genes [NADH dehydrogenase],  Complex III genes [ubiquinol: 
cytochrome c oxidoreductase],  tRNA genes,  Complex IV genes [cytochrome  c oxidase],  Complex V genes [ATP synthase],  ribosomal RNA

a mitochondrial gene can result in defective energy 
production and a disease state, particularly affecting 
organs with high energy demands, such as the heart, 
skeletal muscle, and brain (Gorman, 2016). An example 
of a disorder with mitochondrial inheritance is mitochondrial encephalomyelopathy, lactic acidosis, and 
stroke-like episodes (MELAS), a progressive neurological disorder marked by episodes of stroke and dementia. Other disorders with mitochondrial inheritance 
can lead to blindness, deafness, or muscle weakness. 
There are hundreds of mitochondrial diseases, some of 
which have clear genetic causes, while others do not. 
Every cell contains many mitochondria, but not every 
mitochondrion may carry a given mutation. In many 
disorders that are inherited through the mitochondrial 
genome, there is great clinical variability based on the 
heteroplasmy or the mix of different mitochondrial 
genomes within a single individual. There may be significant variability among specific tissues in an individual; some organs or tissues may be affected by the

Because eggs, but not sperm, contain cytoplasm, 
mitochondria are inherited from one’s mother. As a 
result, mitochondrial DNA disorders are passed on 
from generally unaffected mothers to their children, 
both male and female (Figure 1.14). Men affected by a 
mitochondrial disorder cannot pass the trait to their 
children. In some cases, a mother with significant heteroplasmy may have only mild effects of a disease but 
may pass on only mutated mitochondrial genomes to a 
child. In that case, a child would have a homoplasmic 
mitochondrial mutation and would have a much more

severe clinical course.
Trinucleotide Repeat Expansion Disorders
There has been an increased recognition that copy 
number variability accounts for several developmental disabilities (Sansović, Ivankov, Bobinec, Kero, 
& Barišić, 2017). One particular type of copy number 
variation is the trinucleotide repeat expansion (triplet 
repeat disorder), which has been linked to a number of 
disorders that do not follow typical Mendelian inheritance. Trinucleotide repeat disorders result from problems in recombination and replication during meiosis. 
Certain genes have highly repetitive sequences of tri-
Mitochondrial DNA genome. The genes code for various 
enzyme complexes involved in energy production in the cell. The displacement nucleotides. These repetitive sequences may expand 
loop (D loop) is not involved in energy production. (This figure was published in (or contract) in size during meiosis. Once the repetitive 
Medical genetics, revised 2nd edition, by Jorde, L.B., Carey, J.C., & Bamshad, 
M.J., et al., p. 105, Copyright C.V. Mosby [2001]; adapted by permission.) (Key: sequence reaches a certain size threshold, it may inter-
 Complex III genes [ubiquinol: fere with the function of the gene and lead to a clini-
 Complex IV genes [cyto-
 ribosomal RNA cally apparent disorder. The expansion length is linked 
to the phenotype, with the longer expansions often presenting with earlier and more severe clinical signs and

genomes within a single individual. There may be significant variability among specific tissues in an indi-
Figure 1.14. Mitochondrial inheritance. Because mitochondria are inherited 
vidual; some organs or tissues may be affected by the 
exclusively from the mother, defects in mitochondrial disease will be passed on

senting with earlier and more severe clinical signs and 
symptoms.
The first triplet repeat disorder discovered was 
a mitochondrial gene can result in defective energy 
fragile X syndrome, the most common inherited 
production and a disease state, particularly affecting 
cause of intellectual disability. Boys and girls with 
organs with high energy demands, such as the heart, 
fragile X syndrome have a phenotype that includes

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The Genetics Underlying Developmental Disabilities

a characteristic physical appearance, cognitive skills 
impairments, and impaired adaptive behaviors 
(Chonchaiya, Schneider, & Hagerman, 2009; Schneider, 
Hagerman, & Hessl, 2009; also see Chapter 15). Many 
affected children satisfy the criteria for the diagnosis 
of autism. The prevalence of fragile X syndrome (the 
full mutation) for males is about 1 in 3,600. The prevalence of the full mutation in females is estimated to 
be at least 1 in 4,000 to 1 in 6,000. Fragile X syndrome 
arises from an expansion of the number of cytosineguanine-guanine (CGG) trinucleotide repeats occurring within the fragile X mental retardation protein 
(FMR1) gene. Inheritance of the instability in CGG 
regions leads to expansion from the normal number of 
repeats (6–40) to a premutation state (50–200 repeats) 
or from a premutation state to full mutation (>200 
repeats). The stability of the CGG repeat depends upon 
the length of the repeat, as well as the sex of the individual passing on the mutation. The increased risk of 
CGG expansion from one generation to another is a 
phenomenon termed anticipation. Anticipation leads 
to an increasingly severe clinical phenotype in successive generations. When a child is suspected of having 
fragile X syndrome, the diagnosis can be confirmed by 
detecting the number of trinucleotide repeats in FMR1 
using a clinically available molecular genetic blood test 
(Collins et al., 2010). There is a correlation between the 
number of trinucleotide repeats and the severity of disease. Other trinucleotide repeat disorders include myotonic dystrophy and Huntington’s disease.

tonic dystrophy and Huntington’s disease.

a characteristic physical appearance, cognitive skills epigenetic function. It is interesting to note that virtually 
impairments, and impaired adaptive behaviors all epigenetic disorders have been found to have a high 
(Chonchaiya, Schneider, & Hagerman, 2009; Schneider, incidence of symptoms consistent with autism spectrum 
Hagerman, & Hessl, 2009; also see Chapter 15). Many disorder or other neurodevelopmental disorders (Moss 
affected children satisfy the criteria for the diagnosis & Howlin, 2009). In addition, the risk of epigenetic disof autism. The prevalence of fragile X syndrome (the orders has been found to be increased in pregnancies 
full mutation) for males is about 1 in 3,600. The prev-assisted by in vitro fertilization (Lazaraviciute, Kauser,

full mutation) for males is about 1 in 3,600. The prev-assisted by in vitro fertilization (Lazaraviciute, Kauser, 
alence of the full mutation in females is estimated to Bhattacharya, Haggarty, & Bhattacharya, 2014).
be at least 1 in 4,000 to 1 in 6,000. Fragile X syndrome According to Mendelian genetics, the phenotype,
arises from an expansion of the number of cytosine-or appearance of an individual should be the same 
guanine-guanine (CGG) trinucleotide repeats occur-whether the given gene is inherited from the mother 
ring within the fragile X mental retardation protein or the father. This is not always the case, however, 
(FMR1) gene. Inheritance of the instability in CGG because of genomic imprinting. This is an epigenregions leads to expansion from the normal number of etic phenomenon in which the activity of the gene is 
repeats (6–40) to a premutation state (50–200 repeats) modified depending upon the sex of the transmitting 
or from a premutation state to full mutation (>200 parent (Genetics Home Reference, 2017b). Most autosorepeats). The stability of the CGG repeat depends upon mal genes are expressed in both maternal and paterthe length of the repeat, as well as the sex of the indi-nal alleles. However, imprinted genes show expression 
vidual passing on the mutation. The increased risk of from only one allele (the other is silenced or used dif-
CGG expansion from one generation to another is a ferently), and this is determined during production 
phenomenon termed anticipation. Anticipation leads of the egg or sperm. Imprinting implies that the gene 
to an increasingly severe clinical phenotype in succes-carries a “tag” placed on it during spermatogenesis or 
sive generations. When a child is suspected of having oogenesis. This is most often accomplished by adding 
fragile X syndrome, the diagnosis can be confirmed by methyl groups to the DNA, affecting the expression of 
detecting the number of trinucleotide repeats in FMR1 the methylated genes. Imprinted genes are important 
using a clinically available molecular genetic blood test in development and differentiation, and if expression 
(Collins et al., 2010). There is a correlation between the from both alleles is not maintained, disturbances in

variation. A number of conditions causing develop-
GENETIC TESTING
mental disabilities, including fragile X syndrome, Rett 
syndrome, Rubinstein-Taybi syndrome, Prader-Willi Genetic tests have been developed for many of the

(Collins et al., 2010). There is a correlation between the from both alleles is not maintained, disturbances in 
number of trinucleotide repeats and the severity of dis-development can result (Soellner et al., 2017).
ease. Other trinucleotide repeat disorders include myo-The first human imprinting disorder discovered 
was Prader-Willi syndrome. It is caused by a paternal 
deletion in chromosome 15 or by maternal uniparental disomy in which both chromosome 15s come from 
the mother. It can also result if both copies of chromo-
The diagnostic evaluation of children with intellec-some 15 are imprinted as if they came from the mother 
tual disability and other developmental disabilities regardless of the actual parent of origin (Conlin et al., 
has become increasingly complex in recent years due 2010; Driscoll, Miller, Schwartz, & Cassidy, 2017). 
to a number of newly recognized genetic mecha-Prader-Willi syndrome is characterized by severe 
nisms and the availability of sophisticated methods to hypotonia and feeding difficulties in early childhood, 
diagnose them. It has been appreciated that changes followed by an insatiable appetite and obesity by 
in gene expression can occur by mechanisms that do school age. It features significant motor and language 
not permanently alter the DNA sequence (Urdinguio, delays in the first 2 years of life; borderline to moderate 
Sanchez-Mut, & Esteller, 2009), a phenomenon termed intellectual disability; and severe behavioral problems, 
epigenetics. Epigenetic mechanisms are important including compulsive and hording behaviors. Many 
regulators of biological processes because they include affected children satisfy the criteria for the diagnosis of 
genome reprogramming during embryogenesis (Kumar, autism (Driscoll et al., 2017; Goldstone, Holland, Hauffa, 
2008). Epigenetic modification, which is important in Hokken-Koelega, & Tauber, 2008). Other examples of 
developmental processes, may have long-term effects imprinted neurogenetic disorders include Angelman 
on learning and memory formation. Epigenetic impair-syndrome and Beckwith-Wiedemann syndrome (Dan,

ments may result from dysfunction of certain enzymes, 2009; Gurrieri & Accadia, 2009; Soellner et al., 2017).
genomic imprinting, and triplet repeat copy number 
variation. A number of conditions causing develop-

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Batshaw, Leon, and Kisling

those described in this chapter. Most tests look at single 
genes and are used to diagnose rare genetic disorders, 
such as fragile X syndrome and Duchenne muscular 
dystrophy. In addition, some genetic tests look at rare 
inherited mutations of otherwise protective genes that 
are responsible for some hereditary breast and ovarian cancers. An increasing number of tests are being 
developed to look at multiple genes that may increase 
or decrease a person’s risk for developing common 
diseases, such as cancer or diabetes. In addition, pharmacogenetic tests may be used to help identify genetic 
variations that influence a person’s response to medicines. Here, we will focus on genetic testing used in 
diagnosing causes of developmental disabilities.

cines. Here, we will focus on genetic testing used in 
diagnosing causes of developmental disabilities.
There are three types of genetic testing currently 
being used to detect genomic-based causes of developmental disabilities: chromosomal microarray analysis, next-generation sequencing, and whole-exome/
genome sequencing. Chromosomal microarrays use 
probes to test for known DNA sequences and can iden-

those described in this chapter. Most tests look at single caused by a microdeletion or microduplication, as seen 
genes and are used to diagnose rare genetic disorders, in Williams syndrome or chromosome 15q duplicasuch as fragile X syndrome and Duchenne muscular tion syndrome. Microarrays cannot be used to identify 
dystrophy. In addition, some genetic tests look at rare mutations (alterations of a single nucleotide, such as a 
inherited mutations of otherwise protective genes that point mutation) in a gene. In general, a chromosomal 
are responsible for some hereditary breast and ovar-microarray is the first-line test recommended for a 
ian cancers. An increasing number of tests are being child presenting with developmental delays or autism 
developed to look at multiple genes that may increase (see Box 1.1). The second type of genetic testing, nextor decrease a person’s risk for developing common generation sequencing, allows detection of mutations 
diseases, such as cancer or diabetes. In addition, phar-in single genes, such as NF1 associated with neurofimacogenetic tests may be used to help identify genetic bromatosis type 1, or CFTR, in which two mutations 
variations that influence a person’s response to medi-are needed to cause cystic fibrosis. The final approach 
cines. Here, we will focus on genetic testing used in is whole-exome/genome sequencing and may be used 
in a case where no genetic cause has been identified 
There are three types of genetic testing currently for the child’s phenotype. Whole-exome sequencing is 
being used to detect genomic-based causes of develop-typically utilized when a child’s clinical history is susmental disabilities: chromosomal microarray analy-picious for a genetic condition based on the presence of 
sis, next-generation sequencing, and whole-exome/ multiple congenital anomalies, developmental delays, 
genome sequencing. Chromosomal microarrays use or other undiagnosed issues. Here, exome sequencprobes to test for known DNA sequences and can iden-ing (sequencing the entire exome) can help identify

BOX 1.1 EVIDENCE-BASED PRACTICE

BOX 1.1   EVIDENCE-BASED PRACTICE

Autism and Genetic Testing
Autism spectrum disorder (ASD) is a highly variable group of neurodevelopmental conditions. There is 
evidence that children with ASD more commonly have medical issues and/or physical differences and dysmorphic features. Because of this high level of variability, the genetic workup may differ depending on the 
child’s clinical issues. Stratification of children with ASD can help to determine what type of genetic testing might be most appropriate for a patient. The general recommendation is that chromosomal microarray 
(CMA) is the first-line test for a child with ASD.

Points to Remember
■■ CMA should still be considered the first-line test for children with autism. A medical genetics evaluation

were performed. Age at diagnosis with ASD was also significantly older for this complex group. In the children with essential autism, the diagnostic yield was much lower when using both CMA and WES.

■■ CMA should still be considered the first-line test for children with autism. A medical genetics evaluation 
should be completed prior to ordering any genetic testing.
■■ Medical genetics evaluation might help identify patients more likely to achieve a molecular diagnosis with genetic testing; complex patients might benefit from WES if properly counseled by a medical

sis with genetic testing; complex patients might benefit from WES if properly counseled by a medical 
geneticist and genetic counselor.
■■ Patients with complex medical issues receive later diagnoses of autism; it is important to be aware of

Excerpted from Children with Disabilities, 8th Edition Edited by Mark

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The Genetics Underlying Developmental Disabilities

each gene individually. It does this by selecting the 
approximately 180,000 exons that constitute about 1% 
of the human genome (or approximately 30 million 
base pairs) and then sequencing the DNA using a highthroughput DNA sequencing technology. This technique has been used to identify genetic variants seen 
in autism. Exome sequencing, however, is only able 
to identify those variants found in the coding region 
of genes that affect protein function. It is not able to 
identify structural and non-coding variants associated 
with disease; this can be found using whole-genome 
sequencing. Presently, whole-genome sequencing is 
typically not utilized in the clinical setting due to the 
high costs and time associated with sequencing full 
genomes. In addition to these challenges, our understanding of much of our genome is still in its infancy. 
As our knowledge continues to grow, clinicians will be 
able to more accurately interpret results and provide 
appropriate genetic counseling for families.

able to more accurately interpret results and provide 
appropriate genetic counseling for families.
There are many other types of genetic tests available for specific disorders. For example, some inborn 
errors of metabolism can be identified by detecting 
the accumulation of specific compounds in blood, 
urine, or other tissue samples. Testing for methylation 
patterns on DNA samples detects certain epigenetic 
disorders. Other genetic disorders may be detected 
radiologically. The decision about which tests are 
most appropriate for a specific patient is complex, 
and physicians with expertise in medical genetics can 
help guide testing and interpret results. While some 
tests, such as karyotype analysis to detect large chromosome abnormalities or rearrangements (like those 
seen in Down syndrome and Klinefelter syndrome), 
are no longer commonly used during evaluation of a 
child with developmental delay, they may be appropriate depending on a child’s clinical presentation. 
For example, a girl referred for mild developmental

each gene individually. It does this by selecting the delays, short stature, webbed neck, and a heart defect 
approximately 180,000 exons that constitute about 1% should first undergo a karyotype to evaluate for 
of the human genome (or approximately 30 million Turner syndrome; microarray and next-generation 
base pairs) and then sequencing the DNA using a high-sequencing would not be the most appropriate initial 
throughput DNA sequencing technology. This tech-tests for this patient. Medical geneticists and genetic 
nique has been used to identify genetic variants seen counselors can help determine the correct test for a 
in autism. Exome sequencing, however, is only able patient based on utility and cost effectiveness. They 
to identify those variants found in the coding region can also ensure that the patient is properly consented 
of genes that affect protein function. It is not able to and understands the implications of these complex

identify structural and non-coding variants associated analyses (see Box 1.2).
with disease; this can be found using whole-genome 
sequencing. Presently, whole-genome sequencing is 
ENVIRONMENTAL 
typically not utilized in the clinical setting due to the

typically not utilized in the clinical setting due to the 
INFLUENCES ON HEREDITY
high costs and time associated with sequencing full 
genomes. In addition to these challenges, our under-The particular genes that a person possesses deterstanding of much of our genome is still in its infancy. mine his or her genotype, and the expression of the 
As our knowledge continues to grow, clinicians will be genes results in the physical appearance of traits—that 
able to more accurately interpret results and provide is, the phenotype of the individual. For some traits 
and clinical disorders, however, the same genotype 
There are many other types of genetic tests avail-can produce quite different phenotypes depending 
able for specific disorders. For example, some inborn on environmental influences. In terms of traits, bright 
errors of metabolism can be identified by detecting parents tend to have bright children and tall parents 
the accumulation of specific compounds in blood, tend to have tall children; however, the interaction of 
urine, or other tissue samples. Testing for methylation genetics with the prenatal and postnatal environments 
patterns on DNA samples detects certain epigenetic allows for many possible outcomes. For example, it has 
disorders. Other genetic disorders may be detected been found that, as a result of an increased protein 
radiologically. The decision about which tests are intake during childhood, Asians who grow up in the 
most appropriate for a specific patient is complex, United States are significantly taller than their parand physicians with expertise in medical genetics can ents who grew up in Asia. Disorders that have both 
help guide testing and interpret results. While some genetic and environmental influences include diabetests, such as karyotype analysis to detect large chro-tes, meningomyelocele, cleft palate, and pyloric stenomosome abnormalities or rearrangements (like those sis (Au, Ashley-Koch, & Northrup, 2010). Considering 
seen in Down syndrome and Klinefelter syndrome), the example of PKU, an affected child will develop 
are no longer commonly used during evaluation of a intellectual disability if the PKU is not treated early 
child with developmental delay, they may be appro-but will have typical development if it is treated with 
priate depending on a child’s clinical presentation. a diet low in phenylalanine from infancy (Feillet et al., 
For example, a girl referred for mild developmental 2010; also see Chapter 16).

What Is a Genetic Counselor?
Genetic counselors are health care professionals with specialized, master’s-level training in human genetics. 
They are an excellent resource for both patients and providers of children with rare diseases and developmental disabilities, as they are able to explain complex genetic ideas while also providing psychosocial support. Genetic counselors can guide patients on how inherited diseases might affect them or their families, 
analyze family histories, and help determine what kind of genetic testing might be most appropriate for 
a patient. In a pediatric setting, genetic counselors work alongside medical geneticists and are often the 
patient’s point of contact within their team of genetic care providers. Genetic counselors also work with 
pregnant women, cancer patients, and people with more common conditions such as heart disease, diabetes, 
and Alzheimer’s disease. Genetic counselors also meet with couples planning a pregnancy to help determine

BOX1.2 INTERDISCIPLINARY CARE

BOX 1.2   INTERDISCIPLINARY CARE

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20 Batshaw, Leon, and Kisling

GENETIC THERAPIES

ber of disorders, they represent only a fraction of all the 
genetic causes of developmental disabilities and their 
cost can be up to $500,000 per year.
More recently, the concepts of exon skipping, gene 
therapy, and gene editing have been advanced and 
are in clinical trials. In exon skipping, a form of RNA 
splicing is used to cause cells to “skip” over faulty sections of the genetic code, leading to a truncated but still 
functional protein despite the genetic mutation (Kole & 
Krieg, 2015). The first exon skipping drug was approved 
in 2016 for use in a subgroup of individuals with Duchenne muscular dystrophy who have a specific mutation. 
In gene therapy, copies of the normal gene are infused 
most commonly using a virus transporter in order to 
“replace” the defective gene. At the writing of this edition, the only approved gene therapy drugs are for cancer 
and HIV, although gene therapy clinical trials for several 
single gene defects causing developmental disabilities 
are currently in process. Gene editing is a form of gene 
therapy in which a technology called CRISPR/Cas9 is 
used to cut the gene at the point of the mutation and to 
replace it with a corrected gene sequence. The first successful case of gene editing in an embryo in the United 
States was reported in 2017 (Ma et al., 2017). Researchers targeted and edited a gene associated with cardiac 
disease at the level of the embryo. Although gene editing technology is available, many ethical considerations 
exist around this type of practice. Some argue that 
gene editing of an embryo allows prevention of serious 
genetic diseases, while others express concerns around 
creating “designer babies” or selecting traits such as

SUMMARY

SUMMARY
A range of approaches is being used to treat genetic • Each human cell contains a full complement of 
disorders. In the case of inborn errors of metabolism, genetic information encoded in genes contained in

treatment has focused on either replacing the deficient 46 chromosomes.
product of the defective enzyme (e.g., in thyroid hor-
• The unequal division of the reproductive cells, the 
mone deficiency) preventing the accumulation of toxic 
deletion of a part of a chromosome, the mutation in 
material because the enzyme does not break it down or 
a single gene, or the modification of gene expresreplacing the defective enzyme (see Chapter 16). Pre-

replacing the defective enzyme (see Chapter 16). Presion can each lead to developmental disabilities.
venting accumulation of toxic metabolites often relies 
on dietary manipulation (e.g., PKU) or stimulation of • There are numerous genetic tests available to diag-

an alternate pathway around the enzyme block (urea nose many of these genetic disorders.
cycle disorders). In a few cases, enzyme replacement 
• Early identification may lead to improved outcome 
therapy is available (e.g., in Gaucher disease). Here the 
as a result of therapies that are now available for 
missing or defective enzyme is given intravenously at 
certain rare genetic disorders associated with develintervals to correct the metabolic defect. Bone marrow

transplantation (e.g., in sickle cell disease) or liver transplantation (e.g., in OTC deficiency) has been used to 
correct other genetic disorders by replacing the organ

correct other genetic disorders by replacing the organ 
ADDITIONAL RESOURCES
that is producing the defective product with an organ 
that can produce a normal one. While these approaches National Library of Medicine (NLM): http://www

to genetic disorders have improved outcomes in a num-.nlm.nih.gov
ber of disorders, they represent only a fraction of all the

ber of disorders, they represent only a fraction of all the 
Genetic Alliance: http://www.geneticalliance.org
genetic causes of developmental disabilities and their 
Online Mendelian Inheritance in Man (OMIM):

More recently, the concepts of exon skipping, gene http://www.ncbi.nlm.nih.gov/omim
therapy, and gene editing have been advanced and 
Additional resources can be found online in 
are in clinical trials. In exon skipping, a form of RNA 
Appendix D: Childhood Disabilities Resources, Sersplicing is used to cause cells to “skip” over faulty secvices, and Organizations (see About the Online Comtions of the genetic code, leading to a truncated but still

Krieg, 2015). The first exon skipping drug was approved 
in 2016 for use in a subgroup of individuals with Duch-
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