# Louisa Cook Moats

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*Praise for*

# Speech To Print: Language Essentials For Teachers, Second Edition

“An essential book. . . . Dr. Moats has done an outstanding job of integrating research and application from the field of literacy. Required reading for teachers as well as for those who prepare them in the colleges of education.”

## —R. Malatesha Joshi, Ph.D.

Associate Dean for Graduate Program Development Professor of Literacy Education, ESL, and Educational Psychology, Texas A&M University Editor, Reading and Writing: An Interdisciplinary Journal

“Includes all a teacher needs to know about the English language in order to teach reading and writing . . . a must-read for all teachers.” **—Marcia K. Henry** Author, Unlocking Literacy: Effective *Decoding and Spelling Instruction* Former President, The International Dyslexia Association Professor Emerita, San Jose State University

“[Speech to Print] is always front and center on my reference list. I look forward to recommending this revised edition. If every educator mastered the content of this volume, I am sure that our instruction and intervention efforts would be much i mproved.” **—C. Melanie Schuele, Ph.D.** Vanderbilt University

“Just when you think Louisa Moats can’t improve on her cache of professional development writings for teachers, she drops another literacy gift in our laps. This new book . . . weaves the latest research on language, reading, writing and spelling seamlessly with practical classroom application.” **—Susan M. Smartt, Ph.D.** Senior Research Associate The National Comprehensive Center for Teacher Quality Vanderbilt University–Peabody College Nashville, Tennessee

“Teachers will deepen their knowledge and application of reading basics and lit- eracy through Speech to Print’s accessible, self-guided lessons. A must have for inservice and preservice teachers.” **—Deborah R. Glaser, Ed.D.** LETRS National Trainer Author, LETRS Foundations: *An Introduction to Language and Literacy* *Next STEPS in Literacy Instruction*

Excerpted from Speech to Print Third Edition by Louisa Cook Moats, Ed.D.

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# Speech to Print

## Language Essentials for Teachers

### Third Edition

#### Louisa Cook Moats, Ed.D.

Moats Associates Consulting, Inc. Sun Valley, Idaho

Baltimore • London • Sydney Excerpted from Speech to Print Third Edition by Louisa Cook Moats, Ed.D.

---

PAUL H
BROOKES
PUBLISHING C?

Paul H. Brookes Publishing Co.
Post Office Box 10624
Baltimore, Maryland 21285-0624

Baltimore, Maryland 21285-0624
USA

www.brookespublishing.com
Copyright © 2020 by Paul H. Brookes Publishing Co., Inc.
All rights reserved.

Previous edition copyright © 2010.
“Paul H. Brookes Publishing Co.” is a registered trademark of

Paul H. Brookes Publishing Co., Inc.
Typeset by Progressive Publishing Services
Manufactured in the United States of America by

Sheridan Books, Inc., Chelsea, Michigan.
The individuals described in this book are composites or real people whose situations are masked 
and are based on the author’s experiences. In all instances, names and identifying details have been

the bottom of each downloadable and photocopiable page.
A companion workbook, Speech to Print Workbook: Language Exercises for Teachers, Third Edition
(ISBN: 9781681253336), by Louisa Cook Moats and Bruce L. Rosow, is also available from Paul H. Brookes 
Publishing Co. (1-800-638-3775; 1-410-337-9580). For more information on the Speech to Print: Language

Essentials for Teachers materials, go to www.brookespublishing.com/moats.
Excerpt(s) from THE PHANTOM TOLLBOOTH by Norton Juster, text copyright © 1961, copyright 
renewed 1989 by Norton Juster. Used by permission of Random House Children's Books, a division of

Library of Congress Cataloging-in-Publication Data

Library of Congress Cataloging-in-Publication Data

Identifiers: LCCN 2019039739 (print) | LCCN 2019039740 (ebook) |
ISBN 9781681253305 (paperback) | ISBN 9781681253312 (epub) |
ISBN 9781681253329 (pdf)
Subjects: LCSH: Language arts (Elementary) | Language arts

Library of Congress Cataloging-in-Publication Data
Names: Moats, Louisa Cook, 1944– author.
Title: Speech to print: language essentials for teachers / Louisa Cook

ISBN 9781681253329 (pdf)
Subjects: LCSH: Language arts (Elementary) | Language arts
teachers–Training of.
Classification: LCC LB1576.M563 2020 (print) | LCC LB1576 (ebook) |

teachers–Training of.
Classification: LCC LB1576.M563 2020 (print) | LCC LB1576 (ebook) |
DDC 372.6 2 23— dcundefined

LC ebook record available at https://lccn.loc.gov/2019039740

Classification: LCC LB1576.M563 2020 (print) | LCC LB1576 (ebook) |
DDC 372.6 2 23— dcundefined
LC record available at https://lccn.loc.gov/2019039739

British Library Cataloguing in Publication data are available from the British Library.

2024 2023 2022 2021 2020

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# Contents

About the Online Companion Materials ... xi
About the Author ... xiii
Foreword *Susan Brady, Ph.D. .* ... xv
Acknowledgments ... xix
Introduction: The Missing Foundation in Teacher Education ... xxi

Chapter 1 Why Study Language? ... 1
Chapter Goals ... 1
Language and Literacy ... 2
What Is the Nature of Language? ... 3
Reading Is Difficult for Many People ... 7
A Research Consensus About Language and Reading ... 8
How Reading and Spelling Develop ... 14
Prevention Can Make a Big Difference ... 19
Principles of Effective Teaching of Reading,
Spelling, and Writing ... 20
Answer Key: Chapter 1 Exercises ... 23

Chapter 2 Phonetics: The Sounds in Speech ... 25
Chapter Goals ... 25
Why Start With Speech Sounds? ... 26
Becoming Metalinguistic ... 27
Counting Phonemes ... 27
Why Phonemes Are Elusive ... 28
Why Speech Sound Identification Is Challenging ... 29
Phonetic Transcription ... 31
Consonants and Their Distinguishing Features ... 32
Vowels and Their Articulation ... 41
Summary: Understanding and Teaching
Speech Sounds ... 47
Answer Key: Chapter 2 Exercises ... 49

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MORE,

Chapter 3 Phonology: Speech Sounds in Use.....53
Chapter Goals.....53
Introduction: Reading, Spelling, and Phonology.....54
What Is a Phonological System?.....55
Syllable Structure and Syllabic Stress Patterns.....57
Aspects of Phonological Processing.....62
Phonemes and Minimal Pairs.....70
Phonetic Variation and Allophones.....72
Systematic Variation in Speech Sound Production.....73
Phonology and Spelling.....79
Teaching Phonological Awareness—General Principles.....81
Sample Activities for Preschool or Beginning Kindergarten Level.....82
Sample Activities for First-Grade and Older Students.....83
Summary: Phonology and Applications to Instruction.....86
Resource List: Instructional Programs for Phoneme Awareness Development.....87
Answer Key: Chapter 3 Exercises.....89

Chapter 4 The Structure of English Orthography.....93
Chapter Goals.....93
What Is Orthography?.....94
Why Knowledge of Orthography Is Important for Writing

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Chapter 6 Syntax: How Sentences Work.....179
Chapter Goals.....179
What Is Syntax?.....180
Why Reading Comprehension and Writing Depend on Syntactic Knowledge.....180
What Is a Sentence?.....186
Simple, Compound, and Complex Sentences.....198
How Sentences Hang Together.....201
Sentence Types and Transformations.....203
Can We Teach Grammar and Syntax?.....205
Teaching Sentence Structure.....206
Summary: Teaching How Sentences Work.....210
Answer Key: Chapter 6 Exercises.....211

Chapter 7 Semantics: Word and Sentence Meaning.....215
Chapter Goals.....215
The Domain of Semantics: Words, Sentences, and Context.....216
Word Knowledge and Reading.....219
Lexical Semantics: Word Meaning.....220
Principles for Teaching Vocabulary.....233
Sentential Semantics: Phrase and Sentence Meaning.....235
The Process of Constructing “Local” Mean

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# About the Author

## Louisa Cook Moats, Ed.D., President, Moats Associates Consulting, Inc., Sun

Valley, Idaho

Dr. Moats has been a teacher, psychologist, researcher, graduate school faculty member, consultant, and author of many influential scientific journal articles, books, and policy papers on the topics of reading, spelling, language, and teacher preparation. She earned her bachelor of arts degree from Wellesley College, her master’s degree at Peabody College of Vanderbilt, and her doctorate in reading and human development from the Harvard Graduate School of Education. She began her professional career as a neuropsychology technician, teacher of students with learning disabilities, curriculum director in a residential school, and education specialist in a hospital learning clinic. After completing her doctorate, she spent 15 years in private practice as a licensed psychologist in Vermont, specializing in evaluation and consultation with individuals of all ages who experienced learning problems in reading and language. Subsequently, she was employed as the Visiting Scholar in the Sacramento County Office of Education, where she helped obtain a $1 million grant to write teacher training materials for California’s reading initiative. Dr. Moats spent the next 4 years as site director of the National Institute of Child Health and Human Development (NICHD) Early Interventions Project in Washington, D.C. This longitudinal, large-scale project was conducted through a grant to the University of Texas, Houston, under the direction of Barbara Foorman. It investigated the causes and remedies for reading failure in high-poverty urban schools. Evidence from the study strongly supported the value of in-depth training for teachers on the essential components of effective instruction. During the past two decades, Dr. Moats has focused her efforts on developing courses and workshops for teachers based on her experiences at the Greenwood Institute in Vermont, St. Michael’s College in Vermont, the NICHD Early Interven- tions Project in Washington, D.C., the California Reading Initiative, and Reading First. Those professional development materials are called LETRS: Language *Essentials for Teachers of Reading and Spelling, published by Voyager Sopris*

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xiv About the Author

Learning. Dr. Moats’s other publications include, in addition to many journal arti- cles, Spelling: Development, Disability, and Instruction ( York Press/ PRO -ED,

1995); Straight Talk About Reading: How Parents Can Make a Difference Dur- *ing the Early Years (with Susan Hall; Contemporary Books, 1999); Parenting a* *Struggling Reader: A Guide to Diagnosing and Finding Help for Your Child’s* *Reading Difficulties (with Susan Hall; Broadway, 2002); and Basic Facts About* *Dyslexia and Other Reading Problems (with Karen Dakin; International Dyslexia* Association, 2007). She is also well known for authoring the American Federation of Teachers’ (1999) “Teaching Reading Is Rocket Science: What Expert Teachers of Reading Should Know and Be Able to Do.” Dr. Moats’s awards include the prestigious Samuel T. and June L. Orton award from the International Dyslexia Association for outstanding contributions to the field; the Eminent Researcher Award from Learning Disabilities Australia; and the Benita Blachman award from the Reading League.
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# Foreword

I am pleased and honored to write the foreword for the third edition of Speech to *Print: Language Essentials for Teachers. With this next edition, Louisa Moats is* continuing her admirable professional commitment to address the critical need for teachers of reading and writing to know the language and orthographic structures of the English writing system. Following the landmark papers in the 1970s on the role of phonological aware- ness in reading acquisition, a burgeoning field of research ensued on phonological awareness and additional phoneme-related reading skills (e.g., spelling, decod- ing real and nonsense words, fluent word recognition) and on underlying phono- logical processes (e.g., those utilized in verbal working memory, lexical retrieval, phonological quality of lexical items). Students who were struggling to learn the English writing system generally were found to have weaknesses in the underly- ing processes and had more trouble discovering the individual speech sounds in spoken words and mastering letter–sound skills, as well as more sophisticated features of code patterns. Early phoneme awareness intervention investigations documented noteworthy benefits for students: those in the experimental groups made more progress acquiring phoneme awareness, and their reading develop- ment was enhanced. The implication that phonological awareness concepts should be incorporated in the curricula for the early grades and in remedial programs was gaining traction; little thought was given at the time to whether educators had the necessary awareness themselves to provide this instruction (although a small number of researchers had begun to investigate the preparation received by future teachers and expressed concerns about the lack of language content). Similarly, research programs fostering phonics skills were increasing the evidence that this approach benefits reading achievement. Again, whether teachers had the requisite knowledge of the code patterns necessary for teaching students was not questioned during this phase. For me, the problem regarding teachers’ lack of phoneme awareness and their paucity of orthographic knowledge was brought into focus in the early 1990s when browsing through the program for an upcoming conference of the Orton Dyslexia Society (now the International Dyslexia Association [IDA]): a Dr. Louisa Moats was

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xvi Foreword

going to present data collected from two groups of educators before they took one of her courses on language study for teachers of reading. The presentation descrip- tion summarized that, even for this experienced group of teachers and specialists, the participants had very little knowledge of language structures (e.g., phonemes, morphemes, syntax) or orthographic units (e.g., spelling patterns, syllable types); this content had not been provided during their preparation for teaching, nor had it accrued as a result of teaching. I was struck by the serious implications of these findings for the implementation of research gains in the classroom and noted that the teachers in the Moats study were reported to have felt much more prepared to teach reading after learning about phonemes, graphemes, and other elements of language and literacy. Galvanized, I reached out to the listed speaker, expressing my strong interest in her results, and asked if we could meet at the conference to discuss the findings and the content of her courses, then at the Greenwood Institute in Vermont. We did, and I quickly recognized that I wanted and needed to increase my knowledge in these applied domains. Dr. Moats generously allowed me to sit in on her next summer course at the Greenwood Institute, and what I learned has informed and contributed to my research, professional development endeavors, and university teaching ever since. The 1994 article, “The Missing Foundation in Teacher Education: Knowledge of the Structure of Spoken and Written Language,” that Dr. Moats wrote about the study of teachers’ knowledge noted above spread her noteworthy findings more broadly. Subsequently, publication of the first edition of Speech to Print (2000), a unique and much-needed contribution to the field of education, made available the content of her courses to a wide audience. During and since that time, Louisa Moats has worked in other ways to tenaciously and insightfully address the need to build teacher knowledge. Her article published by the American Federation of Teachers, “Teaching Reading *Is Rocket Science” (1999), disseminated information about the requirements for* effectively teaching reading and has been read by countless teachers, adminis- trators, researchers, policy makers, and politicians. She has shared her expertise nationally and internationally, giving presentations and workshops in which she has explained why language knowledge is crucial for teachers of reading and has taught components of that knowledge. Her training mission evolved, with Dr. Moats serving as the lead author of Language Essentials for Teachers of Read- ing and Spelling (LETRS), a professional development series of books, work- shops, and, more recently, online courses for instruction in reading, spelling, and related language skills. On top of providing professional development for current educators, Dr. Moats targeted the problem that, to stem the flow of inadequately prepared educators, the training of new teachers in colleges and universities must expand to provide thorough, research-based preparation of future teach- ers at the outset of training. Toward that goal, Louisa Moats was a guiding force in the creation of the Knowledge and Standards for Teachers of Reading estab- lished by IDA “to bring greater specificity to how knowledge of the standards could be assessed in the context of coursework and how practice applications of structured literacy could be demonstrated in supervised practicum contexts” ([https://dyslexiaida.org/knowledge-and-practices/](https://dyslexiaida.org/knowledge-and-practices/)) (see below for description of structured literacy). The document is being used as part of an IDA program to

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Foreword xvii

grant credentials to higher education departments that meet the standards for preparing teachers of reading. With the third edition of Speech to Print, Dr. Moats augments the valuable con- tributions of the two earlier editions of this volume. The book achieves a pragmatic and helpful balance among the details needed about language concepts, activities to allow educators to discover and reinforce their mastery of those concepts, and practical applications for the classroom. Dr. Moats provides guidelines on how to use the information to assess student progress and to teach phoneme awareness, early and advanced phonics, word study, syntax, and semantics, all well docu- mented by research to be pertinent for reading success. The final chapter caps the text with a discussion of structured literacy, a term for a type of highly effective teaching methods that requires knowledge of all the components of instruction cov- ered in the prior chapters. Dr. Moats summarizes the meanings of the key features of this approach (i.e., explicit, systematic, multi-modal, diagnostic and responsive, multilinguistic), providing a succinct source for those wanting to critique whether a given program meets the standards for structured literacy or not. With no exaggeration, the content this book presents is essential for quality instruction by regular teachers of reading and/or writing; by others working with students with reading difficulties, whether reading specialists, special educators, or speech-language pathologists; by teachers of students learning to read for whom English is a second language; and for informed decision making by administrators regarding reading programs, scheduling, supplementary materials, and assess- ment tools. In short, the information in Speech to Print, Third Edition constitutes a critical foundation for all involved in educating children to read and write in the early grades or beyond. I can testify that when teachers master this array of know ledge and skills, it fosters a much greater sense of professional competence and confidence about how to teach reading to all students. In closing, I add that I deeply admire Louisa Moats for her intellect, vision, compassion for all students and teachers, generosity, and hard work— and I com- mend her for her truly important contributions to the field of reading. To my friend and colleague, a heartfelt, “Thank you, Louisa!”

*Susan Brady, Ph.D.* *Emeritus Professor of Psychology* *University of Rhode Island*

Excerpted from Speech to Print Third Edition by Louisa Cook Moats, Ed.D.

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xx Acknowledgments
I am fortunate to have had the support of my publisher, Paul H. Brookes 
Publishing Co., and its talented editors, for several decades now. Not every author

Publishing Co., and its talented editors, for several decades now. Not every author 
is so privileged.
Finally, I would not have been able to accomplish this work without the con-

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# Introduction: The Missing Foundation

# in Teacher Education

Linguists, speech-language teachers, actors, singers, and anthropologists are among those professionals who study the forms and functions of language. Curiously, teachers seldom do, even though the listening, speaking, reading, and writing proficiencies touted in our academic standards require language proficiency. Recent reviews of teacher education programs1 and surveys of courses and course instructors2 have found that teacher preparation in reading is often lack- ing both in information about essential components of reading instruction and in information about language itself. This is the case even though many articles and books have been written about the interdependence of language and literacy. 3 More than ever, it is clear that explicit teaching of oral and written language remains the core aspect of effective instruction for both novice and struggling readers. 4 For those who must be taught how to read and write and who do not learn naturally or easily, good teaching of necessity relies on awareness of language structure and how students acquire literacy.

## TEACHING READING IS COMPLEX AND CHALLENGING

The case has often been made that teaching reading and writing requires consid- erable knowledge and expertise. 5 Nevertheless, many teachers are licensed with only one survey course on reading methods and little background in reading psy- chology, reading research, language structure, or research-based approaches to instruction, leaving them without the understanding and tools that enable success. Some special education teachers are not required to take any course in reading psychology or reading instruction, even though the large majority of their student caseload will have specific reading disabilities.

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xxii Introduction: The Missing Foundation in Teacher Education  
Research evidence continues to show, however, that teachers who are most 
effective with struggling readers have both content knowledge and practical skill 
and are more inclined to use direct, systematic, explicit, structured language meth-
6
ods for those who do not learn easily. In addition, a documented relationship exists 
between what teachers know and what they are willing to learn and willing to do. 
Teachers who know more about the written code of English are more favorably 
7
inclined to teach phonics and spelling to students. The students of knowledgeable 
teachers are more likely to progress than those who score low on a knowledge survey. Teachers who accept and support the necessity for teaching language explicitly are also more receptive to the professional development offered by classroom

8
reading coaches, and more likely to have successful students.

THE IMPORTANCE OF TEACHING STUDENTS, NOT PROGAMS
That said, there is no one curriculum or intervention program that will be uniformly 
9
effective with all students who must be taught how to read. Programs invariably 
have strengths and gaps and must be either supplemented or used judiciously to 
accomplish learning objectives. Students’ profiles of skills and difficulties vary 
across language and cognitive domains, with some students showing vocabulary 
and language comprehension weaknesses, many experiencing decoding and word 
recognition difficulties, and many facing a range of challenges across language

recognition difficulties, and many facing a range of challenges across language 
learning generally.
Differentiation of instruction is essential, but how? Key factors that interfere 
with student growth (e.g., phonological awareness, decoding, vocabulary, fluent 
reading, language comprehension) must be identified and addressed. Knowledge 
of all aspects of language-based learning will be necessary for teachers to meet

of all aspects of language-based learning will be necessary for teachers to meet 
the needs of individuals.
What does an effective teacher actually do? Hundreds of small decisions guide 
the teacher’s actions hour to hour. In the course of any day, the teacher must continually pique children’s motivation to read and write by showing them that it is 
possible to progress given instruction that is on target, and engaging them by whatever means necessary. The teacher is also responsible for introducing students to 
different kinds of texts, including stories, informational pieces, and poetry, within 
what should be a coherent curriculum. The teacher must also organize the class so 
that she or he can instruct smaller groups of students in targeted skills. Those on 
the lower half of the ability curve respond best to direct, systematic, cumulative, 
and explicit teaching, which is demanding of preparation and energy. To accommodate children’s variability, the teacher must assess children and know how they 
are progressing. He or she must interpret errors, give corrective feedback, select 
examples for concepts, explain new ideas several ways, and connect many component skills with meaningful reading and writing experiences. Without a doubt, 
teaching reading and language is a job for a quick-minded, informed, committed,

teaching reading and language is a job for a quick-minded, informed, committed, 
flexible, and knowledgeable professional.
So, teaching students to read, write, listen, and speak is a job for an expert. 
But consider what teachers are up against if they have little or no administrative or contextual support for learning and applying this disciplinary knowledge 
base in their work. Textbooks on reading and literacy methods or typical reading xxiii

Introduction: The Missing Foundation in Teacher Education  
10
that information is applied in teaching. In fact, many commonly used textbooks 
about reading instruction have been found to impart misinformation about speech 
11
and print, especially about phonology and the nature of English orthography. And 
finally, typical courses for reading teachers may cover none or only some of the

critical components of effective teaching in sufficient depth to be meaningful.

THE AIM OF THIS BOOK
This book addresses these common gaps in teacher preparation for reading and 
language instruction. The entire book is motivated by a conviction that language 
is the critical foundation for reading and literacy education. Its aim is to make language concepts accessible for teachers so that they can use instructional programs 
with confidence and flexibility. It is detailed enough that teachers can find answers 
to their questions about children’s reading, speaking, and writing behavior, but it 
avoids overloading the reader with information about other languages or the more

avoids overloading the reader with information about other languages or the more 
technical aspects of linguistics.
The third edition’s chapters were rewritten with several aims in mind. One 
was simply to update the references, improve the clarity of writing, and discuss 
concepts of reading and language acquisition with reference to current research 
reviews. Another was to offer a more thorough and theoretically sound discussion 
of syntax and semantics. A third purpose was to elaborate and clarify how language concepts can be explicitly taught during word recognition, spelling, vocabulary, text comprehension, and writing lessons; and finally, with online supports and 
a supplementary workbook, to ensure that users of the text have ample pr actice

a supplementary workbook, to ensure that users of the text have ample pr actice 
with the information.
The first edition of this book was written because the author was, once upon 
a time, that teacher who helplessly floundered with her students who couldn’t read 
and failed to teach them how. Those lost children cannot be found now, but perhaps 
other children will benefit from teachers empowered with knowledge of language

and how to teach it.

A BRIEF INTRODUCTORY SURVEY OF LANGUAGE KNOWLEDGE
1. Can you define these words?
a. lexicon
b. digraph
c. diphthong
d. phoneme d. string

d. string

e. thrill
3. Identify the letters and letter groups that correspond to the phonemes in each

3. Identify the letters and letter groups that correspond to the phonemes in each 
word.

a. h e i g h t

b. s c r a t c h

c. l a u g h e d

d. m i d d l e

e. g r o o v e
4. Which words are likely from Latin (L)? French (Fr)? Greek (Gr)? Old

4. Which words are likely from Latin (L)? French (Fr)? Greek (Gr)? Old 
English (OE)?

a. antique

b. morphology

c. recapitulate

d. featherweight

5. Identify which sentences are simple (S), compound (C), or complex (CX).
a. My ideal place to live would have a swimming pool, although I don’t think

the end of our street.
c. It wasn’t a very nice day for swimming, so the family piled into cars and

NOTES

NOTES
1. National Council on Teacher Quality, 2018
2. Binks-Cantrell, Washburn, Joshi, & Hougen, 2012; Joshi, Binks, Hougen, Dean, Graham, & 
Smith, 2009; Joshi, Binks, Graham, Ocker-Dean, Smith, & Boulware-Gooden, 2009
3. Moats, 1999; Snow, Griffin, & Burns, 2005; Stone, Silliman, Ehren, & Wallach, 2014
4. Archer & Hughes, 2011; Birsh & Carreker, 2018; Fletcher, Lyon, Fuchs, & Barnes, 2019
5. Moats, 1999, 2014b; McCombes-Tolis & Spear-Swerling, 2011
6. McCombes-Tolis & Spear-Swerling, 2011; Moats, 1999
7. Cunningham, Zibulsky, Stanovich, & Stanovich, 2009
8. Brady et al., 2009

8. Brady et al., 2009
9. Spear-Swerling, 2015

8. Brady et al., 2009
9. Spear-Swerling, 2015
10. Joshi, Binks, Graham et al., 2009

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*For Charlotte and Nell, my inspirations*

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## Why Study Language?

### Chapter Goals

- Understand the relationship between language and literacy
- Review the systems that make up language
- Explain why learning to read is difficult for many people
- Identify the extensive research base for understanding how reading skill is acquired
- Describe and recognize the phases of reading development
- Review the essential principles of Structured Language and Literacy instruction
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2

LANGUAGE AND LITERACY
Do you think of reading as a visual skill or competence? Would you send a child 
with a reading problem to have his or her eyes checked, hoping for a vision treatment that would alleviate the problem? Do you tend to think that poor spellers have 
a “visual memory” problem that can be solved with rote practice, such as copying

a “visual memory” problem that can be solved with rote practice, such as copying 
each word 10 times?
Contrary to popular beliefs like these, literacy is an achievement that rests 
primarily on language processing at all levels, from elemental sounds to the most 
1
overarching structures of text. Once students learn to read the words, it is verbal abilities (language comprehension) that primarily determine overall reading 
2
achievement. On the other hand, visual-spatial reasoning, such as that which is 
required for scanning pictures, solving puzzles, copying designs, or drawing figures, has very little to do with reading. Therefore, vision therapies that involve 
colored lenses, directional scanning practice, solving mazes, and so forth are gen-
3
erally ineffective in treating reading problems. Effective instruction emphasizes

3
erally ineffective in treating reading problems. Effective instruction emphasizes 
the forms and uses of language along with the meanings conveyed by words.
One basic model for understanding factors involved in learning to read is 
4
called the Simple View of Reading (SVR). This well-researched model states 
that reading comprehension—the desired end result—is the product of word

that reading comprehension—the desired end result—is the product of word 
recogni tion and language comprehension (see Figure 1.1).
Reading ability depends on both the lower level building blocks that drive 
printed-word recognition, including knowledge of sounds, syllables, letters, and 
meaningful parts of words, and the higher level aspects of language important for

meaningful parts of words, and the higher level aspects of language important for 
comprehension, including word meanings, phrases, sentences, and discourse.
Both aspects of the SVR equation rely on linguistic abilities, and both are necessary for proficient reading. Word recognition depends on recognition of alphabetic symbols that correspond to speech sounds. Those small segments of speech 
must be extracted from the unbroken stream of oral language and mapped to letters 
or letter combinations. Connections between letters and speech segments must be 
rapid and accurate so that the reader can build a memory store of instantly recognizable written words. Once a word is recognized or named, the reader must deter-
5
mine what that word actually means in a given passage. The apparently “visual” 
process of word recognition is wired into and deeply dependent on several systems

Figure 1.1. The Simple View of Reading. (From Gough, P. & Tunmer, W. [1986]. Decoding, reading, and reading

process of word recognition is wired into and deeply dependent on several systems 
of language processing.
Language comprehension ability, the second major component of the SVR

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Why Study Language? 3

to them. It involves interpretation of words, phrases, sentences, and connected text. It is also a very active process in which an elaborated idea (mental model) of the information in the text is constructed. In addition, language comprehen- sion requires integrating ideas from one sentence to another and associating the text’s information with background knowledge and information from other outside ources. s 6 The language in written text, however, presents unique challenges that are not present in oral or conversational language. The words in written text tend to be more unusual and specialized than words used in speaking, and the sentences of written text tend to be longer, more embedded, more formally constructed, and more challenging to decipher than those of speech. 7 Written text is organized differently—into paragraphs, chapters, and genres or text types. These facts about language imply this: Reading and writing instruction must address a wide range of language forms and uses, along with the facts, themes, and concepts conveyed by text. Language learning during literacy instruction also requires attention to detail. To distinguish words such as sacks and sax, or past and passed, or their and there, learners must notice subtle differences in sound, form, meaning, and word use. The same can be said for sentences and various kinds of texts. Many struggling students need explicit, systematic instruction before they habitually notice details of both speech and print.

## EXERCISE 1.1 Implications of the Simple View of Reading

Note and discuss the implications of the SVR for 1) what should be assessed,

2) how instructional time should be allocated, and 3) what a comprehensive curricu- lum should address.
## WHAT IS THE NATURE OF LANGUAGE?

Five things are important to understand about the nature of human language gen- erally and English in particular:

1. Human language is unique.
2. Language change is constant.
3. English is special because of its wide use across the world.
4. A language is made up of systems.
5. Reading is not natural.
## Human Language Is Unique

Generative language is an achievement unique to human beings (see Figure 1.2). Human language is creative because its systems allow us to invent new messages without limit. Unlike the signing systems of some highly evolved animals, such as wolves or whales, human language enables us to produce many messages that have

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*“Ever since we invented language, the kids aren’t breaking and mauling things anymore.”*

**Figure 1.2.** The invention of language. (From Carolita Johnson/The New Yorker Collection/The Cartoon Bank; © Condé Nast.)

never been spoken before and to speak about abstract ideas that have no concrete or visible referent. Word play, poetry, the invention of new words, and the expres- sion of novel ideas are all possible because of the generative quality of human lan- guage. Thus, learning language involves learning both its individual words and its underlying rule systems. 8 We do not learn language merely from imitation or rote memorization of phrases and sentences.

## Language Change Is Constant

Languages are constantly changing as the need for new expressions arises and as old expressions become obsolete. Every year the speakers of a language such as English generate several thousand new words and word uses to add to their language systems. The age of technology, for example, has spawned terms such as blog, text (verb), webcast, and tweet. Committees that are created by some gov- ernments to preserve language purity, prevent change, or establish a standard are bucking a natural human tendency—to generate new language forms and uses within an established system.

## English Is Special

No language is superior to any other in terms of the complexity of the rule systems that it embodies. English, however, is special because it is spoken and written as a first or second language throughout the world, and it has become the language of international commerce. In addition, English uses a complex spelling system that renders it more challenging to read and spell than some other alphabetic

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Why Study Language?
9
languages. Furthermore, American English includes many variants—including 
some home dialects that are really different language systems—that present a significant challenge for students who must read Standard American English. Teaching the written code of English may take longer and require more knowledge on 
the part of the instructor than teaching a more transparent code where one symbol

exists for each sound.

A Language Is Made Up of Systems
Speakers of a language share an understanding of the rule systems that govern the 
production of sounds, words, and sentences and when to use them. Speakers of 
English, for example, know that the sequence Understanding basic is to language 
teaching reading is not an allowable sentence, but Understanding language is 
basic to teaching reading is permitted. Speakers of English know that the names 
Nkruma and Zhezhnik are not English because sound sequences in those words do 
not occur in the English sound system. Those who know the language also know 
a lot of specific word meanings. As Steven Pinker noted, language, in essence, is

a lot of specific word meanings. As Steven Pinker noted, language, in essence, is 
10
made of words and rules.
The systems that make up language, depicted in Figure 1.3 and explained fur-

The systems that make up language, depicted in Figure 1.3 and explained further in Table 1.1, are all part of a language’s grammar.
Between 4,000 and 6,000 spoken languages are estimated to exist on the earth 
11
today, but many are spoken by only a limited number of people and are disappearing quickly as Western civilization encroaches on developing societies. All of 
these human languages share properties known as universals. From a finite set of 
speech sounds (phonemes), speakers of an oral language say and understand thousands of words. Words, in turn, are composed of meaningful units (morphemes) 
that often can be recombined to make new words. Words themselves have meaning, and combinations of words (as in phrases and sentences) also have meaning.

Figure 1.3. The systems of language, with those on the left primarily supporting word knowledge, and those on the right underlying sentence and text comprehension.

---

Table 1.1. Language systems and their relevance to literacy

| Language system | Relevance to reading and writing |
| --- | --- |
| Orthography: the written system of spelling patterns and correspondences between speech and print | The spelling system represents phoneme-grapheme correspondences, syllable patterns,and meaningful parts of words(morphemes);it must be decoded for reading and encoded for writing. |
| Phonetics: the articulation and perception of speech sounds | Descriptions of and comparisons of speech sounds enable the teaching of phoneme awarenessand word pronunciation.These in turn enable printed word recognition and spelling. |
| Phonology: the system of rules governingthe sequencing and distribution of speech sounds in words | Sounds are combined according to rules andpatterns;knowledge of these patterns facilitatesword recognition,spelling,and vocabulary. |
| Morphology: the smallest meaningfulpartsfrom which words are created | Compounds,prefixes,suffixes,roots,and combining forms are examples of morphemes importantfor vocabulary,word recognition,and spelling. |
| Syntax: the rule system that governs howwords are combined into phrases,clauses,and sentences | Interpreting syntax is essential for readingcomprehension;producing grammatical syntaxis essential for written expression.Punctuationmarks syntactic structures. |
| Semantics: the aspect of language thatconcerns the meanings of words,phrases,and sentences and the relationships amongword meanings | Semantic processing is recognizing,constructing,storing,and retrieving meaning representedby language. |
| Discourse: the organizational conventionsof connected text | Paragraph structure,dialogue,narrative form,expository forms,and other text organizationsenable reading comprehension and writtenexpression. |
| Pragmatics:how language is used in socialcontexts;rules of social discourse | Audience awareness in writing and authorawareness in reading are pragmatic skills. |

language, or borrowed the symbol systems of others.

Reading Is Not Natural
The invention of tools for reading and writing is unique to humans. In evolutionary terms, however, reading and writing are very recent accomplishments. Human 
speech may have developed as early as 100,000 years ago, but humans did not 
invent writing until Chinese and Mediterranean tribes used meaningful written 
signs for concepts and words between 5,000 and 10,000 years ago. Alphabets, systems that use symbols for individual speech sounds, were invented little more than 
5,000 years ago and were never in widespread use until about five centuries ago.

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Why Study Language? 7

“wired in” as are speaking and listening, 12 and reading must be taught directly to most children over several years through formal education. Our brains are not as fully evolved for processing written language as they are for processing spoken language, and, therefore, learning to read and write is more challenging than learn- ing to speak.

## READING IS DIFFICULT FOR MANY PEOPLE

Few would deny that teaching children to read, write, spell, listen, and speak is among the foremost responsibilities of educators. Without well-developed reading skills, children cannot participate fully in classroom learning. They are at much greater risk for school failure and lifelong problems with employment, social adjust- ment, and personal autonomy. Literate cultures expect literacy of everyone, even so-called low-skilled workers who must read labels, directions, lists, forms, and records. Although a fairly large number of individuals in our society have always had difficulty learning to read, it is no longer acceptable to ignore them, give them failing grades, or banish them to the ranks of lower-status jobs. The cost to society is too great. In addition, there are many children who would learn to read and write much better if they were taught to understand the systems of their own language (sounds, spellings, meaningful networks, sentences, text organization) in addition to reading textbooks and literature. When children are taught well and, consequently, begin to read in kindergarten or first grade, they are likely to reap benefits throughout their schooling. 13 Those who read successfully from the start are more likely to enjoy reading, develop their knowledge of words and language patterns, and attain knowledge of the world by reading. Failure to read well, in contrast, undermines vocabulary growth, knowl- edge acquisition, verbal facility, and writing skill. As early as kindergarten, how well students acquire foundational reading skills predicts their reading comprehension ability into high school. 14 Once behind in reading, few children catch up to grade level unless they receive intensive, individualized, costly, and expert instruction. Teaching everyone to read well, however, is a goal that has eluded us in the past. Screening tests that predict who, in the early grades, will have a reading prob- lem generally classify those who are below the 40th percentile as being “at some risk” for failing to meet grade-level expectations. 15 Below the 20th percentile is considered to be the threshold for a significant reading problem that will interfere with all academic functioning. The National Assessment of Educational Progress (NAEP) consistently finds that about 34% of all fourth-grade students in the United States are “below basic” in their reading skills. 16 According to a 2003 National Adult Literacy Survey, 14% of American adults are unable to perform functional read- ing tasks such as reading medicine labels or train schedules. Another 29% are at “basic” levels, below “intermediate,” and do not read and write well enough to per- form the literacy requirements of a typical job. Individuals who are poor readers are much more likely than literate people to drop out of school, end up in jail, or struggle to find and keep meaningful, satisfying work. 17 For children who live in poverty or are from ethnic minorities and attend low- performing urban schools, the incidence of reading failure is much higher than in more privileged communities. African American students, Hispanic students, stu- dents whose native language is not English, and those from impoverished homes

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fall behind and stay behind in far greater proportion than their Caucasian, middle- class counterparts. The rate of reading failure in these groups can be 60%–70%. This figure alone explains much about the poor academic achievement of some minority students and why they are underrepresented in professions that depend on higher education. One’s family background and cultural context, however, do not guarantee lit- eracy. Students of all backgrounds and intellectual talents may experience diffi- culty with language and reading that erodes their overall academic achievement. In 1996, California initiated a series of laws to reform reading education after 49% of children of college-educated parents in that state scored below proficient levels on the NAEP. One third of fourth-grade students who are poor readers nationwide are from college-educated families who presumably encourage literacy in the home. These statistics show that exposure to books and motivation to read, although vital to becoming a good reader, are not enough for many students to learn to read. Biological factors interact with environmental conditions to determine how easily students will learn. Even if their parents read to them at home or they are sur- rounded with good literature, a sizable proportion of our students need to be taught how to read. Many students must be taught how spoken and written language work so that they have the tools to decipher and generate the written word. The good news is that most students can learn to read at acceptable levels when teaching is skillful, explicit, and informed and intervention begins early.

## EXERCISE 1.2 Why Learning to Read Is Difficult

What evidence indicates that learning to read is much more difficult than learning to talk? What are the special linguistic demands of reading? Why don’t kids learn to read just from being surrounded by books or having access to books?

## A RESEARCH CONSENSUS ABOUT LANGUAGE AND READING

The findings of scientific research in the field of reading have had a major impact on federal, state, and local policies pertaining to teacher preparation and read- ing instruction. There have been many such reports since the 1960s, as shown in the sampling below. These include reviews by panels of top researchers, meta- analyses of hundreds of scientific studies, and consensus statements by profes- sional organizations. Teacher preparation and teaching itself continues to be driven more by fads and philosophies than by facts, even with the publication of numerous scientific reviews. One reason for the lag between research and practice is that the meth- ods of psychological experimentation necessary to unravel the mystery of reading were not developed until the mid-1970s, and there is always a long delay between developments in academic research disciplines and their incorporation into teach- ing practice. As with other fields of scientific investigation, many studies in related disciplines were needed before consensus findings could be accepted and dissemi- nated. Research-based insights into the brain’s reading processes, the nature of lan- guage learning, and the impacts of instruction have only recently driven changes

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Why Study Language? 9

## A Sampling of Important Reviews

## and Consensus Papers About Reading

Adams, M. J. (1990). Beginning to read: Thinking and learning about print. Cambridge, MA: The MIT Press. Anderson, R. C., Heibert, E. H., Scott, J. A., & Wilkinson, I. A. G. (1985). Becoming a nation of readers: The report of the Commission on Reading. Washington, DC: National Academy of Education. Armbruster, B., Osborn, J., & Lehr, F. (2001). Put reading first. Washington, DC: National Institute for Literacy. Bond, G. L., & Dykstra, R. (1967). The cooperative research program in first- grade reading instruction. Reading Research Quarterly, 2(4), 5–142. Castles, A., Rastle, K., & Nation, K. (2018). Ending the reading wars: Reading acquisition from novice to expert. Psychological Science in the Public Interest, 19(1), 5–51. Foorman, B., Beyler, N., Borradaile, K., Coyne, M., Denton, C. A., Dimino, J., et al. (2016). Foundational skills to support reading for understanding in kindergarten through 3rd grade (NCEE 2016-4008). U.S. Department of Education. Institute of Education Sciences, National Center for Education Evaluation and Regional Assistance. Washington, DC: Government Printing Office. McCardle, P., & Chhabra, V. (Eds.). (2004). The voice of evidence in reading research. Baltimore, MD: Paul H. Brookes Publishing Co. National Early Literacy Panel (NELP). (2008). Developing early literacy: Report of the National Early Literacy Panel. Washington, DC: National Institute for Literacy. National Institute of Child Health and Human Development (NICHD). (2000). Report of the national reading panel: Teaching children to read: An evidence- based assessment of the scientific research literature on reading and its implications for reading instruction. Washington, DC: U.S. Government Printing Office. Rayner, K., Foorman, B. R., Perfetti, C. A., Pesetsky, D., & Seidenberg, M. S. (2001). How psychological science informs the teaching of reading. Psychological Science in the Public Interest, 2(2). Resnick, L. B., & Weaver, P. A. (Eds.). (1979). Theory and practice of early reading (Vol. 3). New York, NY: Routledge. Snow, C. E., Burns, M. S., & Griffin, P. (Eds.). (1998). Preventing reading difficulties in young children. Washington, DC: National Academy Press, National Research Council.

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in funding mechanisms and policies affecting teacher preparation and professional development. Several other realities explain why we have been slow to understand how reading is accomplished and how best to teach it:

1. Language processing, including reading, is largely unconscious.
2. Language structure is not self-evident.
3. Good readers can intuit language structure; poor readers cannot.
4. Students may be good or poor at either word recognition or language compre- hension, or both—that is, the major components of reading. Each of these is discussed in depth in the sections that follow.
## Language Processing, Including Reading, Is Largely Unconscious

Processing language, especially at the level of sounds, syllables, and words, is automatic—that is, fast and unconscious. If we are good readers, then processing print has also become automatic. We are not aware of how we are actually reading as we are doing it, and we are not aware of the mental events that allow reading to happen. Automaticity is the word for the ability to execute tasks without con- scious attention. It is a characteristic of skilled performance of any kind, such as playing an instrument, playing an athletic game, or operating a machine. The men- tal processes of good and poor readers are neither self-evident nor easy to grasp because they occur below the level of consciousness by design. Introspection— that is, viewing one’s own mental activity—is misleading for understanding the mind of the skilled reader because the print–speech associations that occur during reading are too rapid and automatic to be perceived. For example, do you think that you skip over words when you read and some- how extract the meaning of the print without seeing what is really there? That idea was prevalent in the early 1970s, when instructional methods that promote guess- ing at words on the basis of context were popular. In fact, laboratory experiments that track eye movements during reading, using different stimuli and many kinds of subjects, have shown that skilled reading is print driven. 18 That is, we process almost every letter of every word when we scan print, even though we fixate or focus our eyes primarily on the content (meaning-bearing) words as we scan a line. Those who read well process the details in the printed words accurately; those who read poorly do not process the details of the print and tend to skip over words they are unsure of because they cannot decode them. As many studies using eye movement technology have shown, that tendency to skip over words is not a result of any vision problem in most cases but a result of a problem matching the print to sound completely, accurately, and efficiently. 19 Those who accomplish letter-wise text scanning with relative ease and fluency have a better chance of comprehend- ing well. Those who comprehend poorly often lose meaning because they cannot read the words accurately or efficiently. Primary processes that drive printed-word reading include our ability to asso- ciate print units (letters, letter combinations, letter sequences, words, and punctu- ation marks) with linguistic units (phonemes, onsets, rimes, syllables, morphemes, words, and phrases). A simplified model of the language systems that must be linked to support word reading is depicted in Figure 1.4.

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Why Study Language? 11

Context

Meaning (semantic processor)

Phoneme recognition Grapheme identification or recall (phonological (orthographic processor) processor)

Speech input and output Written language input or output

**Figure 1.4.** The four-part processing system model for word recognition. (Source: Rayner et al., 2001.)

Linguistic units, including speech sounds, are neither auditory nor visual; they are abstract, mental phenomena and can be understood even by people who are hard of hearing. Because our attention is on meaning, we are not aware of the code translation process by which meaning is accessed. Nor should we be—unless we must teach someone to learn this process deliberately, step by step. Until we are faced with a class of children who are striving to read symbols for speech sounds and word parts, we may never have analyzed language at the level required for explaining and teaching it. Similarly, we may not know how a paragraph is orga- nized or how a story is put together until we teach writing to students who do not know how to organize their thoughts. Thus, to understand printed language well enough to teach it explicitly requires conscious study of its systems and forms, both spoken and written.

## Language Structure Is Not Self-Evident

Even well-educated adults often do not know exactly what goes into speaking, understanding words, using phonics, spelling, interpreting sentences, or organiz- ing a composition, even though they use these language structures every day. On direct measures of language knowledge at the “lower” levels (sounds, word parts, spelling), most adults show cursory or incomplete mastery at best. 20 For example, even experienced teachers may not clearly understand the concept that a letter combination (ch, wh, sh, th, ng) can represent one unique speech sound. Many identify these units by rote but are unable to differentiate conceptually between these spelling units (digraphs) and two letters that stand for two distinct sounds (consonant blends such as cl, st, pr) or silent letter spellings that retain the sound of one spelled consonant (kn-, wr-, -mb). Very few adults, unless they are study- ing and teaching the material, can explain why we double the consonant letters in

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words such as misspell, dinner, and accommodate or why there is a “silent e” on the end of the word love. A deeper, explicit level of knowledge may not be necessary for teachers to read the words, but it will be necessary to explain pronunciation and spelling, where the words came from, and how spelling is related to meaning. In addition, the relationships among the basic skills of reading and reading comprehension are not obvious or self-evident. When children read poorly in the middle and upper grades, we may assume that the problem is one of comprehen- sion. We may not realize that difficulties with word recognition accuracy and speed, diminished reading fluency, and language comprehension problems all con- tribute to poor reading in older students and that all components must be explicitly addressed in instruction. Students who cannot read words well usually or typi- cally demonstrate weaknesses in phoneme awareness—the ability to identify, manipulate, produce, and remember speech sounds—but one might not perceive this weakness without the special training that begins with language study.

## Good Readers Can Intuit

## Language Structure; Poor Readers Cannot

Some children learn language concepts and their application easily, in spite of inci- dental teaching, and with few examples. Just as some children seem to be born with insight into how the number system works, others just figure out how the system of print represents speech. They are lucky enough to be “wired” for print processing. Figure 1.5 shows the writing of Hannah on her fourth birthday; she had already intuited a great deal about how letter symbols are used to spell sounds.

**Figure 1.5.** Hannah’s birthday note.

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Why Study Language?
Hannah’s understanding of the correspondence system was precocious; for 
example, she knew that letter combinations th and ng were used to represent 
sounds. She represented almost all of the speech sounds in the words. A more typical preschooler would have written a few letters or marks that looked like writing 
but that bore no relationship to the sounds in speech. Children who learn to read 
easily, like Hannah, are generally very good at perceiving linguistic structure at all 
levels in both spoken and written language. They recognize repetitious patterns 
in print and connect letter patterns with sounds, syllables, and meaningful word 
parts quickly, accurately, and unconsciously. Poor readers often lack these apti-

tudes but most will respond to explicit teaching.

Poor Reader Subtypes:

Poor Reader Subtypes: 
Word Recognition, Language Comprehension, or a Mix?
The SVR suggests that students may be good or poor at either or both of the major 
21
components of reading (see Figure 1.6). The language skills that most reliably 
distinguish groups of good and poor readers, especially in preschool and primary 
grades, are specific to the word recognition component of the SVR. These include 
awareness of the elemental linguistic building blocks of words (consonants, vowels, 
onsets, rimes, syllables, grammatical endings, meaningful parts) and proficiency in 
recognition and recall of the spelling patterns that represent them. Problems with 
these underlying linguistic abilities may be hidden from view unless the educator 
knows how to look for them. Students may present themselves as slow, avoidant, 
or unable to understand, when the real obstacle lies within foundational language

or unable to understand, when the real obstacle lies within foundational language 
processing networks.
Good comprehension is predicted by good word recognition and by good language comprehension. Those who do well on passage reading comprehension are 
likely to be good at reading words taken out of context, sounding out nonsense 
words, and spelling nonsense words. The opposite is true for students who do not 
read with fluency and comprehension. They typically overrely on contextual guess-

Figure 1.6. Reader subtypes based on components of the Simple View of

read with fluency and comprehension. They typically overrely on contextual guess-
22
ing strategies when they do not know a word.
A specific problem with word recognition and spelling in the presence of nor-

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In contrast, when oral language comprehension problems occur in children whose word recognition is relatively strong, the condition may be described as **hyperlexia. That profile—of specific comprehension weaknesses—is relatively** less common than either dyslexia or mixed oral and written language learning disabilities and comprises perhaps 10%–15% of all those who score poorly on reading ests. t 23 What about IQ and its relationship with reading? The correlations and causal effects of verbal intelligence on reading achievement change as reading devel- ops. 24 IQ scores and verbal reasoning ability do not predict reading success in the beginning stages as well as phonological and decoding skills do. One major study found that 80% of the variance in reading comprehension at the first-grade level is accounted for by how well students sound out words and recognize words out of context. 25 After students have learned to read with accuracy and fluency, begin- ning at about the fourth-grade level, language comprehension accounts for much more of reading comprehension than it does in the early stages of learning to read. Nevertheless, vocabulary and language comprehension must be nurtured from the outset of schooling so that students are armed with a vocabulary, topic knowledge, and familiarity with academic language when text demands increase and they have to read independently.

## EXERCISE 1.3 Research on Good and Poor Readers

1. Are you familiar with any of the research publications cited in “A Sampling of Important Reviews and Consensus Papers About Reading”? Do you have access to any of these documents? Have you read them yourself or relied on the com- ments of other people to shape your opinions?
2. Do the data about good and poor readers surprise you? If so, in what way?
3. Why might potential reading failure or reading disability go unnoticed or undetected?
## HOW READING AND SPELLING DEVELOP

Learning to read is a protracted process for many. Proficiency is gained steadily and continuously over the elementary years. One of the most useful depictions of the course of reading development is Scarborough’s rope model (see Figure 1.7). The model shows that proficient reading is the consequence of identifiable strands or variables that each contribute something unique to the outcome. The strands are grouped within the two overarching components of the SVR—word recognition and language comprehension. Notice that even within proficient read- ing, which is executed fluently and automatically, the strands of the rope retain their integrity. That is, we can measure the relative contribution of each strand to overall reading competence even in a mature reader. Early word reading follows a predictable course regardless of the reader’s speed of reading acquisition. Three distinct subskills are involved, as the rope model suggests: phoneme awareness, phonic decoding, and storage of “sight” words in memory. The term “sight words” is unfortunate, because word images

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Why Study Language? 15

**Figure  1.7.** Reading Rope. (From Scarborough, H. S. [2001]. Connecting early language and literacy to later reading [dis]abilities: Evidence, theory, and practice. In S. Neuman & D. Dickinson [Eds.], *Handbook for research in early literacy [pp. 98]. New York, NY: Guilford Press; reprinted with permission.)*

are stored not by their global, visual characteristics, but by the mapped correspon- dences between phonemes, morphemes, and print patterns. The learner progresses in several respects as they become proficient:

- From global to analytic processing
- From approximate to specific linking of sound with symbols
- From context-driven to print-driven reading
- From effortful to effortless text processing Automatic word reading, necessary to support fluent passage reading for com- prehension, occurs because the learner has stored in memory a large bank of words that can be instantly recognized. You, the reader, probably can recognize between 30,000 and 80,000 words in this highly proficient and unconscious man- ner. Figure 1.8 illustrates how these early processes of word reading and spelling unfold, using terms preferred by Linnea Ehri.
26 Ehri and others use the idea of “phases” to describe qualitatively different behaviors at points on a continuum of learning. These blend into one another as growth occurs. Skills and concep- tual understandings associated with each phase are described in the sections that ollow. f

## Prealphabetic Phase

In the logographic, prereading, or prealphabetic phase, children have not acquired the alphabetic principle—the insight that letters represent the sounds in words. They do know that print represents spoken messages and do know

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Figure 1.8. Phases of word reading and spelling development. (Source: Ehri, 2014.)

something about the way print looks. They may know letter names without knowing what the letters are for. Up through age 4 or so, children may remember a few 
words, such as family names and signs, by configuration or general visual appearance and may be highly reliant on the context in which words occur to recognize 
them. They have no strategy for reading other than rote memory of visual patterns 
or recognizing a word in its physical or meaning context. Their spelling of words 
is often a string of familiar letters in random order, perhaps with a few idiosyncratic symbols or numerals thrown in the mix. An example of prealphabetic writ-

ing appears in Figure 1.9.

Early Alphabetic Phase
When children discover a critical fact, that letters correspond to the sounds that 
make up spoken words, their approach to both reading and spelling shifts. From 
their growing awareness of speech sounds and knowledge of letter names and 
forms, children begin to spell and read by sounding out parts of words, often a few 
consonants that are salient in speech (as in KR for car and HP for happy). At this 
point, they may attempt to “read” words by guessing from the initial consonant 
and the context, and they may spell by writing a few consonants but leaving out 
the vowel or the internal, less distinct speech sounds. They are beginning to demonstrate awareness of phonemes and the use of the alphabet to represent them. 
This shift of awareness occurs typically at kindergarten age or about age 5–5½.

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Why Study Language? 17

**Figure 1.9.** Example of prealphabetic writing.

## Later Alphabetic Phase

Skill at sounding out words and spelling them phonetically unfolds gradually as children learn to identify all of the speech sounds in a word to which letters must be matched. Simultaneously, with the ability to segment the phonemes in words and map letters to those sounds, children may learn quickly how print patterns represent speech. At this stage, children render detailed phonetic spellings of unknown words and try to sound out words if the strategy is encouraged. They are usually rather slow and dysfluent as they start to sound out words because so much conscious attention is needed to match symbols to sounds in sequence. As they learn phoneme–grapheme mapping, students build a storehouse of known words in memory. These are words that have been accurately decoded and encountered often enough that they are recognized instantly, within a quarter of a second, with no conscious effort. One of the important findings of research is that automatic recognition of whole words occurs because the learner can use phoneme–grapheme relationships (phonics) to map speech to print and print to speech. Young readers are most likely to form memories of words that they have examined in sufficient detail to allow proficient matching to occur. Exposure to text and reading practice are critical in moving spelling devel- opment along. Children in the later alphabetic phase, asked to identify nonsense words that look the most like real words, often show surprising awareness of the letter sequences and orthographic patterns that characterize English spelling,

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18 Moats

**Figure 1.10.** Example of early alphabetic writing. Translation: “I like elephants; I like bird(s); I like dog(s); I like cat(s); I like kitten(s); I [have] a friend.”

even though they may not have complete mastery of the system. For example, they may know that -ck is used at the ends of words but not at the beginnings, that let- ters can be doubled at the ends of words or within words but not at the beginnings, that only certain letters are doubled, and that syllables typically contain a vowel letter. 27 **Orthographic knowledge, which is knowledge of specific spellings and** patterns in the spelling system, develops as the student internalizes awareness of the sounds, morphemes, and syntactic roles that written symbols represent and can use that knowledge efficiently. A sample of later alphabetic writing appears in

Figure 11. 1.

## The Full Orthographic Mapping or Consolidated Phase

The consolidated phase is characterized by rapid recognition of a substantial “sight” vocabulary and the ability to learn new words with one or very few exposures. **Orthographic mapping is the process underlying this remarkable achievement.** As Kilpatrick and others describe the process, orthographic mapping occurs as a result of rapid, bidirectional exchanges between the phonological processing system, the orthographic processing system, and knowledge of word meaning. To enable this exchange between speech and print, our phoneme analysis and syn- thesis skills must be very proficient. If they are, we can effortlessly and instantly compare words that differ in one sound, for example assessable and accessible; *tenet and tenant; scarred and scared. We can quickly reverse, exchange, delete,*

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Why Study Language? 19

**Figure  1.11.** Example of later alphabetic writing with teacher’s notes from student’s rereading.

and recombine sounds in words and apply those skills to analyzing new printed words and filing them into the brain’s word recognition dictionary, as illustrated in Figure 1.12.

New printed word: jello

Graphemes: j e ll o

Sounds: /j/ /ĕ/ /l/ /ō/

Pronunciation: jello

**Figure 1.12.** Stored word image in memory for spell- ing or future recognition.

At this phase of mastery, our knowledge of the print system, including how it represents sounds, syllables, and meaningful parts of words, is accessed when we look at a new word and analyze it. In the example of Jell-O, if we know words like *well, fell, and tell, we mentally compare or analogize from the new to the known.* If a word has prefixes, roots, or suffixes, we may recognize those parts as chunks. For example, we might see the word reparation and instantly infer, because we know other words with these parts, that re is a prefix, ation is a suffix, and par might be related to the pair in repair. Effective teaching, then, will be responsive to students’ levels of reading development—a topic we will refer to in the last chapter of this book. An expert teacher will relate spoken to written language and explicitly teach how language works, layer by layer. The content of any lesson will depend on what students already know and move them along step by step. Finally, instruction time will be apportioned across word recognition and language comprehension, strand by strand, depending on students’ reading profiles. 28

## PREVENTION CAN MAKE A BIG DIFFERENCE

Most reading problems can be either prevented or greatly ameliorated through appropriate instruction. According to the convergent findings of numerous studies,

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classroom instruction that builds phoneme awareness, phonic decoding skills, text reading fluency, vocabulary, and various aspects of comprehension is the best anti- dote for reading difficulty. Although parents, communities, and volunteer tutorial programs do influence how well and how soon students read, informed classroom instruction that begins to teach critical language and reading skills in kindergarten and that is sustained throughout schooling ensures success for all but a few stu- dents with moderate or severe learning disabilities. Intervention studies have shown that 95% of first-grade students can be taught to read at a level constrained only by their reasoning and listening comprehension abilities. 29 It is clear as well that students in high-risk populations need not fail at the rate they do. Students who live in poverty can be as successful as their more advantaged peers when placed in schools with strong leaders, valid programs, and well-prepared and well-supported teachers. Teachers who incorporate critical lan- guage skills into direct, systematic, sequenced lessons can reach most children. Reading programs that are well designed and implemented by informed teachers are the best guard against reading failure.

## PRINCIPLES OF EFFECTIVE TEACHING

## OF READING, SPELLING, AND WRITING

Recently, the International Dyslexia Association (IDA) adopted the term Struc- *tured Literacy to refer to the content and principles of explicit teaching that* works best with students who must be taught how to read. 30 A more elaborated term would be Structured Language and Literacy (SLL). Structured Language and Literacy teaching encompasses all major components of reading instruction and all layers of language. It develops students’ ability to interpret and generate sound- spellings, syllables, morphemes, phrases, sentences, paragraphs, and various genres of text. Ideally, a comprehensive program balances skill development with daily writing and reading that is purposeful and engaging. Reading and language instruction should occur within a rich, substantive, knowledge-building curricu- lum. Specific recommendations, grounded in a substantial body of research, are prov ided below.

## Seven Recommended Principles and Practices of Instruction

The consensus documents cited previously have consistently found and recommended the following seven principles and practices of instruction:

1. Explicit teaching of phonological skills, sound–symbol correspondence (phonics), fluent word recognition and text reading, vocabulary, text comprehension, and literature appreciation is necessary from when children begin school until they become proficient readers and writers.
2. Phoneme awareness instruction, when linked to systematic decoding and spelling instruction, is a key to preventing reading failure in children who come to school without these prerequisite skills. Excerpted from Speech to Print Third Edition by Louisa Cook Moats, Ed.D.

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Why Study Language? 21

3. It is better to teach the code of written English systematically and explicitly than it is to teach it randomly, indirectly, or incidentally. The units for instruction (sound, syllable, morpheme, word) should vary according to students’ reading and spelling skill.
4. The most effective programs include daily exposure to a variety of texts and incentives for children to read independently and with others. Short exercises that build reading fluency may include speed drills on component skills, repeated readings of text, alternate reading with a partner, simultaneous oral reading of easy material, and daily independent reading.
5. Vocabulary is best taught with a variety of complementary methods designed to explore the relationships among words and the relationships among word structure, origin, and meaning. Close reading of text for topic- specific content is the most important activity for building comprehension.
6. Valuable comprehension strategies include summarizing, clarifying, questioning, using graphic organizers, and visualizing. Strategy instruction should be embedded in reading lessons focused on learning curricular content. Strategies such as formulating questions before, during, and after reading can be modeled explicitly by the teacher and practiced overtly during the purposeful reading of worthwhile literature.
7. Effective teachers encourage frequent prose writing to enable deeper understanding of what is read. To master all of these teaching principles and apply them well takes most of us
a long time. At least we can proceed with the confidence that there is a solid body of evidence about what works, for whom, and why. We know that it is beneficial to teach children about language and that such learning can be engaging, active, enjoyable—and even thrilling. The major systems of language, with the exception of pragmatics and dis- course, are treated in this book. Within-chapter exercises are included in this book and in an accompanying workbook. Among the appendixes are more resources and a glossary of terms highlighted in the text. Deeper discussion of pragmatics, discourse structure, social uses of language, and language acquisition is left for other writers to tackle.

**NOTES**

1. Castles, Rastle, & Nation, 2018; Seidenberg, 2017
2. Shatschneider, Fletcher, Francis, Carlson, & Foorman 2004; Vellutino, Tunmer, Jaccard, & Chen, 2007
3. American Academy of Ophthalmology, 2014
4. Gough & Tunmer, 1986
5. Ashby, Sanders, & Kingston, 2009 Excerpted from Speech to Print Third Edition by Louisa Cook Moats, Ed.D.

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22 Moats

6. Oakhill, Cain, & Elbro, 2015
7. Cunningham & Stanovich, 1998
8. Pinker, 1999
9. Pugh & Verhoeven, 2018
10. Pinker, 1999
11. Anderson, 2019
12. Dehaene, 2009; Wolf, 2007
13. Cunningham & Stanovich, 1998; National Early Literacy Panel, 2008
14. Kjeldsen, Karna, Niemi, Olofsson, & Witting, 2014; Stanley, Petscher, & Catts, 2018
15. Good, Simmons, & Kame’enui, 2001
16. U.S. Department of Education, National Center for Education Statistics, 2018
17. Sweet, 2004
18. Rayner, 1998; Seidenberg, 2017
19. Kilpatrick, 2015
20. Moats, 2017; Spear-Swerling & Brucker, 2006
21. Spear-Swerling, 2015
22. Adams, 1990; Seidenberg, 2017
23. Fletcher, Lyon, Fuchs, & Barnes, 2019
24. Schatschneider et al., 2004; Vellutino et al., 2007
25. Rayner, Foorman, Perfetti, Pesetsky, & Seidenberg, 2001
26. Ehri, 2014; Kilpatrick, 2015; Share, 2011
27. Treima n, 2017
28. Spear-Swerling, 2015
29. Foorman et al., 2016; Mathes et al., 2005; National Reading Panel, 2000
30. Moats, 2019; Spear-Swerling, 2019
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## ANSWER KEY

# Chapter 1 Exercises

## EXERCISE 1.1. Implications of the Simple View of Reading

Note and discuss the implications of the SVR for 1) what should be assessed,

2) how instructional time should be allocated, and 3) what a comprehensive cur- riculum should address. (Responses will vary.)
## EXERCISE 1.2. Why Learning to Read Is Difficult

What evidence indicates that learning to read is much more difficult than learning to talk? What are the special linguistic demands of reading? Why don’t kids learn to read just from being surrounded by books or having access to books? (Responses will vary.)

## EXERCISE 1.3. Research on Good and Poor Readers

1. Are you familiar with any of the research publications cited in “A Sampling of Important Reviews and Consensus Papers About Reading”? Do you have access to any of these documents? Have you read them yourself or relied on the comments of other people to shape your opinions? (Responses will vary.)
2. Do the data about good and poor readers surprise you? If so, in what way? (Responses will vary.)
3. Why might potential reading failure or reading disability go unnoticed or unde- tected? (Responses will vary.)
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EDUCATION / LANGUAGE ARTS / LITERACY
FOR MORE, go to http://bit.ly/Moats3E
“Includes all a teacher needs to know about the English language in order

“Includes all a teacher needs to know about the English language in order 
to teach reading and writing . . . a must-read for all teachers.”

—Marcia K. Henry, author, Unlocking Literacy: Effective Decoding and Spelling Instruction;
former president, The International Dyslexia Association; Professor Emerita, San Jose State University
“Knowledge drives impact, and this updated volume is a ‘must have’ for anyone

“Knowledge drives impact, and this updated volume is a ‘must have’ for anyone 
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ighly effective reading teachers need in-depth knowledge of the
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Hreceive this instruction as part of their professional preparation. 
Bridge that gap with the third edition of the bestselling Speech 
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Renowned literacy expert Louisa Cook Moats has fully updated this
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accurate, and accessible information on the underpinnings of

accurate, and accessible information on the underpinnings of 
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•  the history of the English language and its effect on spelling
• English phonology, including speech sounds and their

WHAT'S NEW:

• English phonology, including speech sounds and their
distinctive features

• the morphological aspects of words
•  syntax and its instruction

•  syntax and its instruction
• how meaning is conveyed with language
Through case studies, activities, and close analysis of real-world 
student work samples, teachers will also receive invaluable insight
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content on the how of 
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•  More on key topics like
program and curricula 
selection, frameworks for
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and instruction. Current and future teachers will get comprehensive, students are slow to respond

distinctive features
•  how print represents speech in English

and instruction. Current and future teachers will get comprehensive, students are slow to respond 
to intervention
•  New and updated chapter

•  New and updated chapter
exercises
•  Additional graphics to illustrate

•  how print represents speech in English
• the morphological aspects of words

ighly effective reading teachers need in-depth knowledge of theWHAT’S NEW:
structure and function of language—but most educators don’t 
•  New and expanded practical
receive this instruction as part of their professional preparation. 
content on the how of 
language and reading

key concepts
NEW FACULTY

many influential scientific journal articles, books, and policy papers on the topics of reading, spelling, language, and teacher

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